| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23409.79 |
Day 60 |
Yes |
22.02 |
<7 Days |
A-1-Q |
22926.69 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9834.31 |
Day 60 |
Yes |
625.53 |
31-90 Days |
A-2-Q |
9350.25 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20375.37 |
Day 60 |
Yes |
761.99 |
7-30 Days |
A-3-Q |
24445.74 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31289.38 |
Day 60 |
Yes |
2952.43 |
31-90 Days |
A-4-Q |
25787.52 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10428.37 |
Day 60 |
Yes |
97.00 |
91-180 Days |
A-5-Q |
8794.46 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17580.37 |
Day 60 |
No |
1638.31 |
91-180 Days |
CB-1-Q |
16930.60 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36327.48 |
Day 60 |
Yes |
3233.28 |
<7 Days |
CB-2-Q |
36854.45 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29672.22 |
Day 60 |
No |
2934.10 |
31-90 Days |
S-1-Q |
27343.72 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15309.34 |
Day 60 |
Yes |
89.65 |
31-90 Days |
S-2-Q |
16459.93 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43588.62 |
Day 60 |
Yes |
60.56 |
31-90 Days |
S-3-Q |
43592.40 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23172.75 |
Day 60 |
No |
2093.27 |
<7 Days |
S-4-Q |
25009.67 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35385.57 |
Day 60 |
Yes |
92.50 |
7-30 Days |
CB-3-Q |
35107.26 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32404.41 |
Day 60 |
No |
2844.82 |
7-30 Days |
G-1-Q |
32152.96 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26625.65 |
Day 60 |
No |
1034.19 |
7-30 Days |
G-2-Q |
31567.74 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23831.96 |
Day 60 |
Yes |
1487.32 |
<7 Days |
G-3-Q |
25173.40 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
4278.81 |
Day 60 |
Yes |
229.06 |
<7 Days |
S-5-Q |
4328.33 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
18184.98 |
Day 60 |
No |
864.84 |
31-90 Days |
S-6-Q |
16690.66 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
10700.31 |
Day 60 |
No |
69.63 |
31-90 Days |
S-7-Q |
12330.61 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22436.30 |
Day 60 |
No |
1978.00 |
91-180 Days |
E-1-Q |
19687.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8084.34 |
Day 60 |
No |
742.90 |
<7 Days |
E-2-Q |
9054.80 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
42237.77 |
Day 60 |
No |
4002.92 |
<7 Days |
IG-1-Q |
43453.45 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40884.84 |
Day 60 |
Yes |
2328.39 |
<7 Days |
IG-2-Q |
45140.97 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36851.55 |
Day 60 |
Yes |
2420.03 |
31-90 Days |
C-1 |
35718.84 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31936.39 |
Day 60 |
No |
2349.65 |
31-90 Days |
CB-4 |
33332.77 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12478.43 |
Day 60 |
No |
1193.82 |
31-90 Days |
E-10 |
13530.56 |
Full |
No |
|
Investment Banking |