| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34280.55 |
Day 59 |
No |
2161.74 |
7-30 Days |
L-1 |
39370.66 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7756.55 |
Day 59 |
Yes |
185.29 |
7-30 Days |
L-10 |
8415.06 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19512.39 |
Day 59 |
Yes |
1391.38 |
91-180 Days |
L-11 |
20943.90 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21291.97 |
Day 59 |
No |
1115.03 |
91-180 Days |
L-2 |
24397.55 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22842.84 |
Day 59 |
Yes |
544.35 |
7-30 Days |
L-3 |
23999.12 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39472.56 |
Day 59 |
Yes |
2534.64 |
91-180 Days |
L-4 |
42740.66 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37693.91 |
Day 59 |
No |
3108.76 |
31-90 Days |
L-5 |
41345.35 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3096.92 |
Day 59 |
Yes |
233.75 |
<7 Days |
L-6 |
2896.09 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39011.96 |
Day 59 |
No |
287.34 |
31-90 Days |
L-7 |
44894.83 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
28122.05 |
Day 59 |
Yes |
1740.93 |
<7 Days |
L-8 |
25676.08 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
38882.78 |
Day 59 |
No |
650.28 |
31-90 Days |
L-9 |
39190.81 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1799.35 |
Day 59 |
No |
6.23 |
91-180 Days |
LC-1 |
1530.17 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23695.94 |
Day 59 |
No |
349.82 |
<7 Days |
LC-2 |
24827.83 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17174.64 |
Day 59 |
Yes |
1626.22 |
7-30 Days |
N-1 |
13976.24 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4046.91 |
Day 59 |
Yes |
220.02 |
91-180 Days |
N-2 |
4824.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21921.65 |
Day 59 |
No |
1967.42 |
<7 Days |
N-3 |
23725.69 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3341.04 |
Day 59 |
Yes |
117.54 |
91-180 Days |
N-4 |
3429.95 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31491.25 |
Day 59 |
No |
1854.53 |
7-30 Days |
N-5 |
33342.87 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36711.68 |
Day 59 |
Yes |
2.09 |
31-90 Days |
N-6 |
42210.36 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
809.69 |
Day 59 |
No |
19.62 |
31-90 Days |
N-7 |
854.14 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3549.59 |
Day 59 |
Yes |
46.37 |
91-180 Days |
P-1 |
3498.41 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36979.71 |
Day 59 |
Yes |
2315.44 |
91-180 Days |
P-2 |
42727.53 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23107.89 |
Day 59 |
Yes |
2053.96 |
91-180 Days |
S-8 |
24849.40 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27794.51 |
Day 59 |
No |
336.06 |
31-90 Days |
Y-1 |
30492.97 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39472.48 |
Day 59 |
Yes |
2195.75 |
31-90 Days |
Y-2 |
33632.13 |
Partial |
No |
|
Treasury |