| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11637.81 |
Day 59 |
No |
819.10 |
<7 Days |
Y-3 |
13665.84 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10512.91 |
Day 59 |
Yes |
760.26 |
91-180 Days |
Y-4 |
10684.30 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25081.77 |
Day 59 |
Yes |
1824.00 |
31-90 Days |
Z-1 |
26621.46 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27164.51 |
Day 59 |
Yes |
2662.22 |
7-30 Days |
A-2 |
31624.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20091.49 |
Day 59 |
Yes |
1951.67 |
<7 Days |
A-3 |
23041.31 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
24565.92 |
Day 59 |
No |
259.06 |
7-30 Days |
A-4 |
22592.10 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
13553.91 |
Day 59 |
Yes |
343.95 |
<7 Days |
A-5 |
14343.45 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2312.81 |
Day 59 |
No |
147.56 |
31-90 Days |
CB-1 |
2613.88 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3170.88 |
Day 59 |
No |
144.51 |
91-180 Days |
CB-2 |
3019.76 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7477.59 |
Day 59 |
No |
511.86 |
91-180 Days |
CB-3 |
8359.89 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40649.00 |
Day 59 |
Yes |
3754.37 |
91-180 Days |
E-1 |
36369.86 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21622.66 |
Day 59 |
No |
775.51 |
7-30 Days |
E-2 |
22375.41 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32834.69 |
Day 59 |
No |
3044.58 |
7-30 Days |
G-1 |
26751.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22907.93 |
Day 59 |
No |
1599.77 |
<7 Days |
G-2 |
21122.40 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17727.21 |
Day 59 |
No |
617.32 |
31-90 Days |
G-3 |
15318.03 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30570.27 |
Day 59 |
No |
2411.87 |
7-30 Days |
IG-1 |
25541.05 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19664.24 |
Day 59 |
No |
1229.73 |
<7 Days |
IG-2 |
16235.67 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10689.91 |
Day 59 |
Yes |
1026.94 |
7-30 Days |
S-1 |
12316.91 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12455.79 |
Day 59 |
Yes |
1224.85 |
7-30 Days |
S-2 |
9992.95 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21894.69 |
Day 59 |
No |
511.91 |
7-30 Days |
S-3 |
18608.16 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34663.17 |
Day 59 |
No |
3037.11 |
7-30 Days |
S-4 |
31411.91 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23820.06 |
Day 59 |
No |
1685.63 |
<7 Days |
S-5 |
20966.67 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8997.74 |
Day 59 |
No |
88.38 |
7-30 Days |
S-6 |
10649.19 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
562.98 |
Day 59 |
Yes |
19.18 |
91-180 Days |
S-7 |
600.84 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7808.96 |
Day 60 |
No |
747.16 |
31-90 Days |
A-0-Q |
6632.14 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |