| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
43268.43 |
Day 60 |
No |
219.17 |
91-180 Days |
E-3 |
36620.19 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
13627.02 |
Day 60 |
No |
791.68 |
91-180 Days |
E-4 |
15732.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16023.37 |
Day 60 |
No |
820.62 |
91-180 Days |
E-5 |
13342.82 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27706.97 |
Day 60 |
No |
2168.67 |
31-90 Days |
E-6 |
27995.93 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7601.65 |
Day 60 |
No |
210.43 |
91-180 Days |
E-7 |
7975.99 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36042.32 |
Day 60 |
Yes |
814.29 |
<7 Days |
E-8 |
32073.27 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
22417.70 |
Day 60 |
Yes |
1797.27 |
7-30 Days |
E-9 |
22891.56 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7273.02 |
Day 60 |
Yes |
217.47 |
91-180 Days |
G-4 |
6659.70 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
14280.67 |
Day 60 |
No |
979.87 |
7-30 Days |
IG-3 |
11963.54 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39443.58 |
Day 60 |
Yes |
912.90 |
31-90 Days |
IG-4 |
36021.38 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
35871.32 |
Day 60 |
Yes |
2908.09 |
91-180 Days |
IG-5 |
34400.90 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
41516.71 |
Day 60 |
No |
1902.28 |
7-30 Days |
IG-6 |
34894.15 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40928.50 |
Day 60 |
Yes |
2358.47 |
91-180 Days |
IG-7 |
48659.58 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7154.70 |
Day 60 |
No |
449.04 |
<7 Days |
IG-8 |
5989.31 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39003.88 |
Day 60 |
No |
3189.94 |
7-30 Days |
L-1 |
32848.60 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31444.00 |
Day 60 |
Yes |
2542.53 |
7-30 Days |
L-10 |
34193.90 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3178.98 |
Day 60 |
Yes |
204.19 |
<7 Days |
L-11 |
2886.45 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34480.42 |
Day 60 |
No |
2714.49 |
<7 Days |
L-2 |
33070.22 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33431.14 |
Day 60 |
No |
2147.01 |
91-180 Days |
L-3 |
30712.61 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36988.30 |
Day 60 |
Yes |
1141.81 |
7-30 Days |
L-4 |
36104.74 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23406.63 |
Day 60 |
No |
2236.29 |
31-90 Days |
L-5 |
25992.56 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
13053.62 |
Day 60 |
No |
251.34 |
7-30 Days |
L-6 |
10631.86 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11800.91 |
Day 60 |
Yes |
742.21 |
91-180 Days |
L-7 |
10381.26 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
6117.89 |
Day 60 |
Yes |
41.38 |
91-180 Days |
L-8 |
6783.24 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15010.42 |
Day 60 |
Yes |
504.41 |
7-30 Days |
L-9 |
17587.59 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |