| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11832.99 |
Day 60 |
No |
618.15 |
7-30 Days |
LC-1 |
13857.05 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32466.99 |
Day 60 |
Yes |
1293.11 |
7-30 Days |
LC-2 |
38681.05 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
24889.37 |
Day 60 |
No |
476.11 |
<7 Days |
N-1 |
21806.73 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25265.35 |
Day 60 |
No |
1443.39 |
91-180 Days |
N-2 |
24818.72 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
1677.94 |
Day 60 |
Yes |
38.20 |
31-90 Days |
N-3 |
1688.13 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7635.63 |
Day 60 |
No |
204.55 |
<7 Days |
N-4 |
7085.58 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
13256.98 |
Day 60 |
Yes |
244.56 |
31-90 Days |
N-5 |
13443.10 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36626.61 |
Day 60 |
No |
78.52 |
<7 Days |
N-6 |
32540.20 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40487.79 |
Day 60 |
Yes |
2837.77 |
91-180 Days |
N-7 |
38605.05 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10700.17 |
Day 60 |
No |
468.59 |
91-180 Days |
P-1 |
10963.45 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16274.82 |
Day 60 |
Yes |
497.33 |
7-30 Days |
P-2 |
13487.65 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
42057.59 |
Day 60 |
No |
2429.46 |
91-180 Days |
S-8 |
40214.32 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23136.63 |
Day 60 |
No |
2277.68 |
31-90 Days |
Y-1 |
25655.84 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34427.56 |
Day 60 |
No |
1126.45 |
91-180 Days |
Y-2 |
41150.68 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21395.96 |
Day 60 |
No |
2031.86 |
91-180 Days |
Y-3 |
17369.21 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
10504.78 |
Day 60 |
No |
123.42 |
31-90 Days |
Y-4 |
11117.02 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1662.86 |
Day 60 |
Yes |
64.41 |
91-180 Days |
Z-1 |
1361.30 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
42932.82 |
Day 60 |
Yes |
2979.03 |
7-30 Days |
A-2 |
40745.54 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38241.35 |
Day 60 |
No |
884.59 |
31-90 Days |
A-3 |
37135.98 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31741.33 |
Day 60 |
No |
2020.78 |
7-30 Days |
A-4 |
33994.66 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29236.27 |
Day 60 |
Yes |
785.93 |
7-30 Days |
A-5 |
28446.84 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23765.35 |
Day 60 |
No |
1941.29 |
31-90 Days |
CB-1 |
28023.71 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30016.11 |
Day 60 |
Yes |
1921.07 |
91-180 Days |
CB-2 |
27673.53 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
43936.90 |
Day 60 |
No |
2043.57 |
7-30 Days |
CB-3 |
50427.97 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
38453.21 |
Day 60 |
Yes |
3816.17 |
31-90 Days |
E-1 |
34483.04 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |