| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5580.86 |
Day 58 |
No |
514.03 |
31-90 Days |
S-4-Q |
4852.90 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20977.50 |
Day 58 |
Yes |
1550.75 |
7-30 Days |
CB-3-Q |
20642.09 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22581.77 |
Day 58 |
Yes |
434.46 |
<7 Days |
G-1-Q |
18128.77 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29627.69 |
Day 58 |
No |
1632.77 |
91-180 Days |
G-2-Q |
34033.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24721.61 |
Day 58 |
Yes |
2128.20 |
<7 Days |
G-3-Q |
22741.96 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43701.81 |
Day 58 |
No |
2787.58 |
91-180 Days |
S-5-Q |
49718.91 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38031.97 |
Day 58 |
No |
2879.89 |
<7 Days |
S-6-Q |
41943.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
743.39 |
Day 58 |
Yes |
32.64 |
<7 Days |
S-7-Q |
828.86 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14279.69 |
Day 58 |
Yes |
778.92 |
31-90 Days |
E-1-Q |
16357.43 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26345.08 |
Day 58 |
No |
1602.16 |
<7 Days |
E-2-Q |
27260.14 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8725.47 |
Day 58 |
No |
134.57 |
<7 Days |
IG-1-Q |
8358.88 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33206.77 |
Day 58 |
Yes |
2192.22 |
7-30 Days |
IG-2-Q |
36292.04 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41333.12 |
Day 58 |
No |
3611.55 |
<7 Days |
C-1 |
42732.57 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36057.81 |
Day 58 |
No |
2103.66 |
7-30 Days |
CB-4 |
29492.34 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1565.15 |
Day 58 |
No |
67.23 |
91-180 Days |
E-10 |
1492.33 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16076.43 |
Day 58 |
No |
1108.23 |
31-90 Days |
E-3 |
17215.53 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36726.06 |
Day 58 |
No |
2535.37 |
31-90 Days |
E-4 |
34993.18 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38932.88 |
Day 58 |
Yes |
3649.95 |
31-90 Days |
E-5 |
31843.86 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30408.66 |
Day 58 |
No |
1442.44 |
7-30 Days |
E-6 |
26126.65 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17354.27 |
Day 58 |
Yes |
995.78 |
31-90 Days |
E-7 |
16844.70 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2718.48 |
Day 58 |
Yes |
266.31 |
7-30 Days |
E-8 |
2992.31 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11789.54 |
Day 58 |
No |
832.61 |
7-30 Days |
E-9 |
13152.33 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32686.54 |
Day 58 |
Yes |
922.57 |
31-90 Days |
G-4 |
30088.49 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5211.02 |
Day 58 |
Yes |
236.93 |
<7 Days |
IG-3 |
6131.02 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35435.45 |
Day 58 |
Yes |
2152.43 |
<7 Days |
IG-4 |
31529.73 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |