| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36626.05 |
Day 58 |
Yes |
181.92 |
31-90 Days |
P-2 |
33178.90 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15147.79 |
Day 58 |
Yes |
1165.98 |
31-90 Days |
S-8 |
15664.67 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4214.76 |
Day 58 |
No |
131.57 |
<7 Days |
Y-1 |
4725.69 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15677.40 |
Day 58 |
Yes |
1304.92 |
91-180 Days |
Y-2 |
18382.08 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35068.45 |
Day 58 |
Yes |
3316.14 |
31-90 Days |
Y-3 |
38126.46 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19550.40 |
Day 58 |
No |
490.10 |
<7 Days |
Y-4 |
19497.11 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23924.60 |
Day 58 |
No |
1876.73 |
7-30 Days |
Z-1 |
23839.20 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37058.87 |
Day 58 |
No |
381.19 |
7-30 Days |
A-2 |
29703.63 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8334.44 |
Day 58 |
Yes |
815.66 |
91-180 Days |
A-3 |
8519.78 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31847.36 |
Day 58 |
Yes |
152.25 |
<7 Days |
A-4 |
36225.50 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19234.73 |
Day 58 |
No |
264.70 |
31-90 Days |
A-5 |
19410.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8497.12 |
Day 58 |
No |
576.87 |
<7 Days |
CB-1 |
9139.69 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12431.84 |
Day 58 |
Yes |
1074.72 |
91-180 Days |
CB-2 |
13406.33 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13007.55 |
Day 58 |
No |
850.25 |
<7 Days |
CB-3 |
11470.45 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10054.07 |
Day 58 |
Yes |
679.77 |
31-90 Days |
E-1 |
8400.50 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42106.15 |
Day 58 |
Yes |
142.76 |
91-180 Days |
E-2 |
46942.29 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6337.90 |
Day 58 |
No |
180.74 |
7-30 Days |
G-1 |
5600.52 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42371.71 |
Day 58 |
No |
116.51 |
<7 Days |
G-2 |
38697.62 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11691.22 |
Day 58 |
Yes |
234.98 |
7-30 Days |
G-3 |
9558.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39037.82 |
Day 58 |
Yes |
946.59 |
<7 Days |
IG-1 |
37025.96 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2466.06 |
Day 58 |
No |
152.29 |
31-90 Days |
IG-2 |
2720.65 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7140.33 |
Day 58 |
Yes |
188.71 |
7-30 Days |
S-1 |
7920.89 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7269.10 |
Day 58 |
Yes |
523.29 |
31-90 Days |
S-2 |
7219.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12839.78 |
Day 58 |
Yes |
674.37 |
7-30 Days |
S-3 |
12050.49 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16186.33 |
Day 58 |
Yes |
718.75 |
91-180 Days |
S-4 |
17937.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |