| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29039.21 |
Day 57 |
No |
1726.12 |
31-90 Days |
E-1 |
27784.57 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22276.18 |
Day 57 |
No |
1833.06 |
7-30 Days |
E-2 |
19545.05 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43179.24 |
Day 57 |
No |
178.85 |
<7 Days |
G-1 |
41366.34 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39024.92 |
Day 57 |
Yes |
2394.56 |
7-30 Days |
G-2 |
45432.90 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28264.75 |
Day 57 |
No |
677.19 |
<7 Days |
G-3 |
29077.46 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28810.33 |
Day 57 |
No |
231.72 |
<7 Days |
IG-1 |
28057.01 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44035.72 |
Day 57 |
Yes |
3844.53 |
<7 Days |
IG-2 |
52040.38 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13218.55 |
Day 57 |
No |
116.25 |
91-180 Days |
S-1 |
10899.92 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6060.00 |
Day 57 |
No |
119.50 |
91-180 Days |
S-2 |
5889.13 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32342.76 |
Day 57 |
No |
653.75 |
7-30 Days |
S-3 |
27179.37 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11915.58 |
Day 57 |
Yes |
617.85 |
91-180 Days |
S-4 |
10409.77 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38889.66 |
Day 57 |
Yes |
3387.22 |
<7 Days |
S-5 |
35513.63 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28629.06 |
Day 57 |
No |
1569.28 |
<7 Days |
S-6 |
26323.56 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12809.64 |
Day 57 |
Yes |
1235.68 |
31-90 Days |
S-7 |
14196.65 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43208.95 |
Day 58 |
Yes |
119.51 |
91-180 Days |
A-0-Q |
46178.42 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31490.84 |
Day 58 |
No |
1162.86 |
31-90 Days |
A-1-Q |
36454.03 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34127.69 |
Day 58 |
No |
3018.45 |
91-180 Days |
A-2-Q |
32149.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6821.07 |
Day 58 |
No |
218.42 |
<7 Days |
A-3-Q |
7981.64 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27554.66 |
Day 58 |
No |
1148.25 |
7-30 Days |
A-4-Q |
31561.94 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33495.14 |
Day 58 |
No |
736.68 |
<7 Days |
A-5-Q |
32924.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
511.64 |
Day 58 |
No |
28.77 |
31-90 Days |
CB-1-Q |
559.67 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19221.79 |
Day 58 |
No |
1517.64 |
91-180 Days |
CB-2-Q |
20868.21 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20285.78 |
Day 58 |
Yes |
818.14 |
<7 Days |
S-1-Q |
18266.88 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40693.48 |
Day 58 |
Yes |
3146.40 |
7-30 Days |
S-2-Q |
40719.70 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28082.34 |
Day 58 |
No |
1328.20 |
31-90 Days |
S-3-Q |
23541.95 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |