| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2750.71 |
Day 58 |
No |
209.31 |
91-180 Days |
IG-5 |
2589.20 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31947.30 |
Day 58 |
Yes |
2608.62 |
31-90 Days |
IG-6 |
25959.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2169.65 |
Day 58 |
No |
86.08 |
31-90 Days |
IG-7 |
2274.55 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26145.97 |
Day 58 |
No |
2248.58 |
31-90 Days |
IG-8 |
23801.53 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24674.44 |
Day 58 |
No |
1198.68 |
31-90 Days |
L-1 |
24660.65 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25969.73 |
Day 58 |
No |
267.98 |
7-30 Days |
L-10 |
23696.47 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29448.62 |
Day 58 |
No |
971.86 |
91-180 Days |
L-11 |
27224.45 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4748.78 |
Day 58 |
No |
382.03 |
31-90 Days |
L-2 |
4929.67 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
44099.39 |
Day 58 |
Yes |
2562.59 |
91-180 Days |
L-3 |
50442.26 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14833.50 |
Day 58 |
No |
401.55 |
31-90 Days |
L-4 |
16449.98 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19242.40 |
Day 58 |
Yes |
1033.74 |
7-30 Days |
L-5 |
15436.01 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24965.47 |
Day 58 |
Yes |
1634.80 |
7-30 Days |
L-6 |
21282.66 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26852.38 |
Day 58 |
Yes |
419.02 |
7-30 Days |
L-7 |
31524.44 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35977.33 |
Day 58 |
Yes |
2349.80 |
<7 Days |
L-8 |
40474.17 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25519.69 |
Day 58 |
No |
1408.91 |
7-30 Days |
L-9 |
22421.55 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39288.89 |
Day 58 |
Yes |
3282.13 |
<7 Days |
LC-1 |
38654.39 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11269.72 |
Day 58 |
No |
400.15 |
<7 Days |
LC-2 |
11545.80 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18766.53 |
Day 58 |
Yes |
229.22 |
<7 Days |
N-1 |
18991.41 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10601.49 |
Day 58 |
No |
95.52 |
<7 Days |
N-2 |
8902.23 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33520.12 |
Day 58 |
No |
3324.47 |
7-30 Days |
N-3 |
29615.64 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29309.06 |
Day 58 |
No |
866.48 |
91-180 Days |
N-4 |
30010.52 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33920.07 |
Day 58 |
No |
72.97 |
91-180 Days |
N-5 |
39102.45 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37798.37 |
Day 58 |
Yes |
3557.45 |
<7 Days |
N-6 |
36974.91 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36844.10 |
Day 58 |
Yes |
2476.11 |
91-180 Days |
N-7 |
42401.86 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6815.65 |
Day 58 |
Yes |
174.12 |
<7 Days |
P-1 |
7542.32 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |