| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40218.60 |
Day 57 |
Yes |
631.62 |
<7 Days |
L-9 |
45708.40 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25641.20 |
Day 57 |
No |
2325.17 |
<7 Days |
LC-1 |
23286.61 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26660.63 |
Day 57 |
No |
863.36 |
7-30 Days |
LC-2 |
25991.80 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25076.97 |
Day 57 |
No |
22.02 |
<7 Days |
N-1 |
27614.98 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24677.79 |
Day 57 |
Yes |
1224.92 |
<7 Days |
N-2 |
23472.57 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11745.43 |
Day 57 |
No |
780.32 |
7-30 Days |
N-3 |
10246.04 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23257.66 |
Day 57 |
Yes |
873.46 |
7-30 Days |
N-4 |
20341.01 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24996.69 |
Day 57 |
Yes |
1422.68 |
7-30 Days |
N-5 |
22867.84 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7303.20 |
Day 57 |
No |
628.82 |
91-180 Days |
N-6 |
5874.29 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29638.11 |
Day 57 |
Yes |
2353.92 |
91-180 Days |
N-7 |
28677.81 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16041.65 |
Day 57 |
No |
120.48 |
<7 Days |
P-1 |
12911.00 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38580.86 |
Day 57 |
Yes |
3741.21 |
91-180 Days |
P-2 |
44799.41 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23424.65 |
Day 57 |
Yes |
455.01 |
31-90 Days |
S-8 |
22864.16 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4679.12 |
Day 57 |
Yes |
443.20 |
<7 Days |
Y-1 |
3798.94 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15559.22 |
Day 57 |
No |
539.52 |
31-90 Days |
Y-2 |
18468.70 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14670.91 |
Day 57 |
No |
5.96 |
91-180 Days |
Y-3 |
16796.07 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37014.48 |
Day 57 |
No |
3152.34 |
7-30 Days |
Y-4 |
35367.73 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30312.31 |
Day 57 |
Yes |
325.71 |
<7 Days |
Z-1 |
28605.96 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41321.65 |
Day 57 |
Yes |
3148.74 |
91-180 Days |
A-2 |
36951.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23370.84 |
Day 57 |
No |
1546.86 |
91-180 Days |
A-3 |
19685.31 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2650.73 |
Day 57 |
Yes |
65.01 |
7-30 Days |
A-4 |
2203.18 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21862.60 |
Day 57 |
No |
1277.62 |
91-180 Days |
A-5 |
24645.12 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39898.88 |
Day 57 |
No |
3793.58 |
<7 Days |
CB-1 |
35570.51 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35539.41 |
Day 57 |
Yes |
1042.57 |
7-30 Days |
CB-2 |
42202.81 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36112.45 |
Day 57 |
No |
1108.43 |
7-30 Days |
CB-3 |
30262.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |