| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24354.57 |
Day 39 |
Yes |
1253.33 |
7-30 Days |
A-2-Q |
26367.54 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23916.01 |
Day 39 |
No |
265.76 |
<7 Days |
A-3-Q |
20462.52 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31168.86 |
Day 39 |
No |
2044.05 |
91-180 Days |
A-4-Q |
32484.57 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29560.36 |
Day 39 |
No |
832.54 |
91-180 Days |
A-5-Q |
32521.86 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3026.41 |
Day 39 |
Yes |
41.93 |
31-90 Days |
CB-1-Q |
3616.04 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25982.13 |
Day 39 |
No |
2259.97 |
31-90 Days |
CB-2-Q |
22589.79 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29137.44 |
Day 39 |
Yes |
2032.09 |
91-180 Days |
S-1-Q |
33280.19 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24803.44 |
Day 39 |
Yes |
1581.74 |
91-180 Days |
S-2-Q |
21004.51 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15094.69 |
Day 39 |
No |
755.26 |
91-180 Days |
S-3-Q |
13060.33 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21506.54 |
Day 39 |
No |
631.29 |
91-180 Days |
S-4-Q |
19577.65 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20117.05 |
Day 39 |
No |
1604.97 |
7-30 Days |
CB-3-Q |
23506.58 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41244.19 |
Day 39 |
Yes |
987.50 |
31-90 Days |
G-1-Q |
44188.92 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30258.33 |
Day 39 |
No |
2403.99 |
7-30 Days |
G-2-Q |
35916.35 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12348.26 |
Day 39 |
No |
777.41 |
<7 Days |
G-3-Q |
14495.04 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27555.30 |
Day 39 |
Yes |
832.08 |
91-180 Days |
S-5-Q |
22861.23 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24054.86 |
Day 39 |
Yes |
1760.98 |
31-90 Days |
S-6-Q |
19599.11 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
121.06 |
Day 39 |
Yes |
4.29 |
<7 Days |
S-7-Q |
143.62 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3725.51 |
Day 39 |
No |
198.65 |
7-30 Days |
E-1-Q |
4232.10 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33742.56 |
Day 39 |
Yes |
319.22 |
91-180 Days |
E-2-Q |
37241.92 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8527.87 |
Day 39 |
No |
327.33 |
31-90 Days |
IG-1-Q |
7667.51 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31757.92 |
Day 39 |
Yes |
989.21 |
31-90 Days |
IG-2-Q |
26511.14 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40424.39 |
Day 39 |
Yes |
3005.71 |
31-90 Days |
C-1 |
47481.71 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33943.35 |
Day 39 |
No |
2965.23 |
31-90 Days |
CB-4 |
31782.29 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11339.95 |
Day 39 |
No |
1048.30 |
31-90 Days |
E-10 |
11957.06 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42863.74 |
Day 39 |
Yes |
1248.67 |
91-180 Days |
E-3 |
42706.63 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |