| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14487.86 |
Day 39 |
No |
588.27 |
7-30 Days |
E-4 |
12666.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10852.23 |
Day 39 |
No |
418.96 |
91-180 Days |
E-5 |
10767.25 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5819.27 |
Day 39 |
No |
15.08 |
7-30 Days |
E-6 |
6275.63 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27357.25 |
Day 39 |
No |
2150.10 |
7-30 Days |
E-7 |
25714.07 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6416.09 |
Day 39 |
No |
215.07 |
7-30 Days |
E-8 |
5567.83 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6510.14 |
Day 39 |
Yes |
349.78 |
7-30 Days |
E-9 |
7632.83 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18115.09 |
Day 39 |
Yes |
1333.19 |
7-30 Days |
G-4 |
16151.04 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21738.52 |
Day 39 |
No |
1347.00 |
<7 Days |
IG-3 |
22206.86 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27626.43 |
Day 39 |
Yes |
371.69 |
7-30 Days |
IG-4 |
25716.01 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44098.76 |
Day 39 |
No |
2824.58 |
7-30 Days |
IG-5 |
39615.77 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30241.53 |
Day 39 |
No |
1139.64 |
<7 Days |
IG-6 |
33230.44 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5597.26 |
Day 39 |
No |
360.98 |
31-90 Days |
IG-7 |
5661.61 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4930.74 |
Day 39 |
No |
111.99 |
7-30 Days |
IG-8 |
5110.42 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23142.89 |
Day 39 |
No |
244.54 |
91-180 Days |
L-1 |
21074.37 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12137.19 |
Day 39 |
Yes |
111.23 |
91-180 Days |
L-10 |
10508.33 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23478.63 |
Day 39 |
No |
1317.54 |
7-30 Days |
L-11 |
25458.90 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16455.24 |
Day 39 |
No |
1471.93 |
7-30 Days |
L-2 |
17814.16 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18106.68 |
Day 39 |
Yes |
823.14 |
<7 Days |
L-3 |
21090.78 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5482.04 |
Day 39 |
No |
266.17 |
31-90 Days |
L-4 |
5956.72 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7824.20 |
Day 39 |
Yes |
367.53 |
31-90 Days |
L-5 |
6712.80 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28691.05 |
Day 39 |
Yes |
98.10 |
7-30 Days |
L-6 |
32936.20 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2181.73 |
Day 39 |
No |
186.64 |
7-30 Days |
L-7 |
2115.46 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11794.51 |
Day 39 |
No |
310.86 |
7-30 Days |
L-8 |
13824.63 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19574.10 |
Day 39 |
Yes |
66.03 |
7-30 Days |
L-9 |
18219.86 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43631.73 |
Day 39 |
Yes |
3727.91 |
91-180 Days |
LC-1 |
39877.70 |
Full |
No |
|
Trading |