| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12916.53 |
Day 39 |
No |
708.39 |
91-180 Days |
LC-2 |
15027.40 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25330.36 |
Day 39 |
Yes |
418.19 |
91-180 Days |
N-1 |
26769.24 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21801.32 |
Day 39 |
No |
466.22 |
<7 Days |
N-2 |
22595.83 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22436.75 |
Day 39 |
No |
7.41 |
91-180 Days |
N-3 |
21916.09 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5560.26 |
Day 39 |
Yes |
119.09 |
31-90 Days |
N-4 |
5553.95 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35371.14 |
Day 39 |
No |
167.40 |
91-180 Days |
N-5 |
31442.02 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28844.83 |
Day 39 |
Yes |
456.76 |
<7 Days |
N-6 |
28075.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27621.11 |
Day 39 |
No |
2041.89 |
7-30 Days |
N-7 |
26296.12 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16572.66 |
Day 39 |
No |
1481.77 |
<7 Days |
P-1 |
14656.62 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33179.93 |
Day 39 |
Yes |
2083.13 |
91-180 Days |
P-2 |
35809.44 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3026.04 |
Day 39 |
No |
277.57 |
<7 Days |
S-8 |
2668.70 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29012.35 |
Day 39 |
No |
215.05 |
31-90 Days |
Y-1 |
31636.24 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43286.19 |
Day 39 |
No |
712.84 |
31-90 Days |
Y-2 |
41888.45 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18186.42 |
Day 39 |
No |
614.87 |
7-30 Days |
Y-3 |
20399.51 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29718.61 |
Day 39 |
Yes |
1916.69 |
91-180 Days |
Y-4 |
30319.52 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37741.27 |
Day 39 |
No |
1475.52 |
31-90 Days |
Z-1 |
31376.53 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37881.55 |
Day 39 |
No |
3000.54 |
31-90 Days |
A-2 |
36704.91 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37355.95 |
Day 39 |
Yes |
1598.51 |
<7 Days |
A-3 |
31748.92 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14969.51 |
Day 39 |
No |
276.20 |
7-30 Days |
A-4 |
14608.38 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14092.69 |
Day 39 |
No |
1149.89 |
<7 Days |
A-5 |
12414.24 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12475.94 |
Day 39 |
Yes |
24.62 |
<7 Days |
CB-1 |
12055.36 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43920.04 |
Day 39 |
Yes |
761.04 |
7-30 Days |
CB-2 |
46881.61 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43984.49 |
Day 39 |
No |
1745.99 |
<7 Days |
CB-3 |
48094.26 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27989.95 |
Day 39 |
No |
838.39 |
<7 Days |
E-1 |
30617.70 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22612.39 |
Day 39 |
No |
1483.06 |
31-90 Days |
E-2 |
18623.62 |
Full |
No |
|
Treasury |