| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27590.32 |
Day 38 |
Yes |
1900.66 |
91-180 Days |
Y-4 |
28867.89 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23352.88 |
Day 38 |
Yes |
2240.32 |
<7 Days |
Z-1 |
26640.46 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41853.59 |
Day 38 |
No |
2949.49 |
7-30 Days |
A-2 |
49109.56 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3278.00 |
Day 38 |
Yes |
258.66 |
91-180 Days |
A-3 |
3662.40 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12845.09 |
Day 38 |
No |
959.33 |
7-30 Days |
A-4 |
10658.95 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26157.05 |
Day 38 |
Yes |
2330.03 |
91-180 Days |
A-5 |
25844.22 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7704.49 |
Day 38 |
No |
50.77 |
91-180 Days |
CB-1 |
8339.04 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5663.07 |
Day 38 |
Yes |
65.65 |
<7 Days |
CB-2 |
6462.03 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40910.24 |
Day 38 |
Yes |
3959.01 |
31-90 Days |
CB-3 |
44053.28 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19492.59 |
Day 38 |
Yes |
1880.61 |
91-180 Days |
E-1 |
15876.43 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21343.04 |
Day 38 |
Yes |
1392.50 |
<7 Days |
E-2 |
22185.78 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41181.30 |
Day 38 |
Yes |
542.85 |
7-30 Days |
G-1 |
37747.27 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9910.91 |
Day 38 |
Yes |
654.73 |
<7 Days |
G-2 |
11467.45 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31128.20 |
Day 38 |
No |
241.54 |
31-90 Days |
G-3 |
34401.91 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13001.66 |
Day 38 |
No |
297.81 |
91-180 Days |
IG-1 |
13935.36 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11876.03 |
Day 38 |
Yes |
673.34 |
7-30 Days |
IG-2 |
12381.29 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31889.13 |
Day 38 |
Yes |
2552.45 |
<7 Days |
S-1 |
34587.12 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42306.26 |
Day 38 |
Yes |
3510.45 |
91-180 Days |
S-2 |
39854.96 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9906.66 |
Day 38 |
No |
708.70 |
91-180 Days |
S-3 |
10376.09 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19497.25 |
Day 38 |
Yes |
1767.80 |
91-180 Days |
S-4 |
18348.79 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33148.02 |
Day 38 |
No |
2469.01 |
91-180 Days |
S-5 |
33119.18 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30994.07 |
Day 38 |
Yes |
617.11 |
7-30 Days |
S-6 |
35121.55 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25118.87 |
Day 38 |
Yes |
1999.04 |
<7 Days |
S-7 |
25392.48 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32564.68 |
Day 39 |
No |
3103.68 |
91-180 Days |
A-0-Q |
27248.06 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10182.60 |
Day 39 |
No |
1001.14 |
31-90 Days |
A-1-Q |
11350.11 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |