| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39370.26 |
Day 38 |
Yes |
995.89 |
7-30 Days |
L-10 |
46438.03 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8206.53 |
Day 38 |
Yes |
547.78 |
7-30 Days |
L-11 |
9271.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43589.18 |
Day 38 |
No |
2267.32 |
31-90 Days |
L-2 |
35683.45 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18479.65 |
Day 38 |
No |
1258.20 |
31-90 Days |
L-3 |
15759.75 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17815.68 |
Day 38 |
No |
1126.83 |
91-180 Days |
L-4 |
15682.99 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14513.21 |
Day 38 |
No |
1172.07 |
91-180 Days |
L-5 |
15519.62 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18903.26 |
Day 38 |
No |
1847.82 |
91-180 Days |
L-6 |
17066.28 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14717.84 |
Day 38 |
Yes |
1321.51 |
<7 Days |
L-7 |
15529.38 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18269.31 |
Day 38 |
No |
317.93 |
31-90 Days |
L-8 |
16604.79 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9933.18 |
Day 38 |
No |
84.77 |
<7 Days |
L-9 |
10586.16 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13734.69 |
Day 38 |
No |
6.12 |
7-30 Days |
LC-1 |
15859.50 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25341.01 |
Day 38 |
No |
62.04 |
7-30 Days |
LC-2 |
29731.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40948.39 |
Day 38 |
Yes |
3029.65 |
91-180 Days |
N-1 |
34263.00 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33867.26 |
Day 38 |
Yes |
1131.21 |
7-30 Days |
N-2 |
39478.41 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23974.81 |
Day 38 |
Yes |
108.65 |
<7 Days |
N-3 |
20939.45 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2980.88 |
Day 38 |
No |
91.29 |
<7 Days |
N-4 |
3478.55 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37187.50 |
Day 38 |
Yes |
1998.27 |
91-180 Days |
N-5 |
34675.47 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34383.65 |
Day 38 |
No |
3181.23 |
91-180 Days |
N-6 |
37213.78 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43285.07 |
Day 38 |
Yes |
1328.75 |
<7 Days |
N-7 |
42133.93 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6340.25 |
Day 38 |
Yes |
54.95 |
91-180 Days |
P-1 |
5151.32 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1943.57 |
Day 38 |
Yes |
91.22 |
31-90 Days |
P-2 |
1725.29 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
512.07 |
Day 38 |
Yes |
18.88 |
7-30 Days |
S-8 |
577.96 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19363.30 |
Day 38 |
No |
675.97 |
31-90 Days |
Y-1 |
18968.57 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14702.21 |
Day 38 |
Yes |
6.93 |
<7 Days |
Y-2 |
12666.58 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34975.29 |
Day 38 |
Yes |
526.16 |
7-30 Days |
Y-3 |
28375.40 |
Partial |
No |
|
Treasury |