| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30475.96 |
Day 35 |
Yes |
81.60 |
7-30 Days |
S-2 |
28083.77 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22403.27 |
Day 35 |
No |
311.99 |
31-90 Days |
S-3 |
25966.11 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36217.36 |
Day 35 |
No |
2471.05 |
31-90 Days |
S-4 |
43143.96 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26799.99 |
Day 35 |
No |
1475.51 |
91-180 Days |
S-5 |
25500.31 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
827.03 |
Day 35 |
No |
22.79 |
7-30 Days |
S-6 |
978.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4763.76 |
Day 35 |
Yes |
188.81 |
91-180 Days |
S-7 |
4489.42 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12078.63 |
Day 36 |
No |
455.60 |
31-90 Days |
A-0-Q |
10526.57 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40965.61 |
Day 36 |
No |
3379.56 |
31-90 Days |
A-1-Q |
36354.92 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17558.08 |
Day 36 |
Yes |
1207.23 |
91-180 Days |
A-2-Q |
17056.11 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29601.50 |
Day 36 |
Yes |
950.16 |
91-180 Days |
A-3-Q |
30111.25 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17984.23 |
Day 36 |
Yes |
1351.40 |
91-180 Days |
A-4-Q |
17094.23 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35649.71 |
Day 36 |
Yes |
1993.98 |
7-30 Days |
A-5-Q |
34110.00 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
44087.43 |
Day 36 |
No |
3365.08 |
7-30 Days |
CB-1-Q |
51581.99 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11130.79 |
Day 36 |
No |
389.62 |
91-180 Days |
CB-2-Q |
9598.35 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28974.29 |
Day 36 |
Yes |
1950.55 |
31-90 Days |
S-1-Q |
32016.37 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35791.25 |
Day 36 |
No |
2750.68 |
91-180 Days |
S-2-Q |
30005.80 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12818.91 |
Day 36 |
No |
1023.12 |
7-30 Days |
S-3-Q |
12709.06 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12787.12 |
Day 36 |
Yes |
1118.27 |
91-180 Days |
S-4-Q |
11548.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6893.76 |
Day 36 |
No |
263.35 |
7-30 Days |
CB-3-Q |
6653.05 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28364.29 |
Day 36 |
No |
1876.04 |
91-180 Days |
G-1-Q |
31612.40 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41553.73 |
Day 36 |
No |
2663.14 |
<7 Days |
G-2-Q |
48694.27 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37374.61 |
Day 36 |
Yes |
2563.22 |
<7 Days |
G-3-Q |
35109.88 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40313.57 |
Day 36 |
No |
3726.09 |
91-180 Days |
S-5-Q |
44942.79 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32607.18 |
Day 36 |
No |
2946.86 |
7-30 Days |
S-6-Q |
32421.80 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35835.01 |
Day 36 |
Yes |
2644.77 |
7-30 Days |
S-7-Q |
30114.74 |
None |
No |
|
Capital Markets |