| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34813.46 |
Day 35 |
Yes |
2562.17 |
7-30 Days |
G-4 |
39277.48 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6303.27 |
Day 35 |
Yes |
350.98 |
<7 Days |
IG-3 |
6458.90 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18427.80 |
Day 35 |
No |
423.32 |
7-30 Days |
IG-4 |
19327.61 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42209.75 |
Day 35 |
No |
3024.41 |
91-180 Days |
IG-5 |
40950.04 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15277.90 |
Day 35 |
Yes |
356.41 |
31-90 Days |
IG-6 |
15715.24 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8401.63 |
Day 35 |
No |
330.18 |
31-90 Days |
IG-7 |
7475.40 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37416.43 |
Day 35 |
Yes |
649.48 |
<7 Days |
IG-8 |
39764.48 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11594.17 |
Day 35 |
Yes |
904.74 |
91-180 Days |
L-1 |
10067.51 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41828.64 |
Day 35 |
Yes |
974.20 |
7-30 Days |
L-10 |
48739.60 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8408.38 |
Day 35 |
No |
725.21 |
91-180 Days |
L-11 |
9216.20 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42159.86 |
Day 35 |
Yes |
3708.86 |
7-30 Days |
L-2 |
48234.34 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44019.85 |
Day 35 |
Yes |
1942.38 |
7-30 Days |
L-3 |
50338.15 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23925.90 |
Day 35 |
Yes |
167.09 |
91-180 Days |
L-4 |
27567.74 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27105.23 |
Day 35 |
Yes |
634.72 |
7-30 Days |
L-5 |
24254.87 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21309.37 |
Day 35 |
Yes |
1023.25 |
<7 Days |
L-6 |
18327.11 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9148.85 |
Day 35 |
Yes |
540.69 |
<7 Days |
L-7 |
8282.26 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38010.24 |
Day 35 |
No |
3753.83 |
31-90 Days |
L-8 |
36217.59 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
826.30 |
Day 35 |
Yes |
9.80 |
91-180 Days |
L-9 |
829.02 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15184.87 |
Day 35 |
Yes |
99.73 |
<7 Days |
LC-1 |
15299.26 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43892.17 |
Day 35 |
Yes |
769.13 |
91-180 Days |
LC-2 |
40779.36 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19568.16 |
Day 35 |
No |
81.60 |
91-180 Days |
N-1 |
20361.10 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13781.76 |
Day 35 |
No |
405.91 |
<7 Days |
N-2 |
16284.92 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2741.78 |
Day 35 |
No |
273.81 |
31-90 Days |
N-3 |
3084.49 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33122.62 |
Day 35 |
No |
1602.61 |
7-30 Days |
N-4 |
39299.39 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1296.25 |
Day 35 |
Yes |
59.47 |
<7 Days |
N-5 |
1487.82 |
Full |
No |
|
Investment Banking |