| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36970.17 |
Day 36 |
No |
401.94 |
7-30 Days |
E-1-Q |
40209.19 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23555.06 |
Day 36 |
Yes |
150.09 |
31-90 Days |
E-2-Q |
19748.71 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25041.54 |
Day 36 |
Yes |
1718.73 |
<7 Days |
IG-1-Q |
24642.19 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15673.22 |
Day 36 |
No |
369.97 |
<7 Days |
IG-2-Q |
18177.46 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29422.50 |
Day 36 |
No |
2241.37 |
<7 Days |
C-1 |
25215.35 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6967.28 |
Day 36 |
Yes |
143.34 |
<7 Days |
CB-4 |
7980.05 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23042.12 |
Day 36 |
Yes |
983.60 |
91-180 Days |
E-10 |
21537.27 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21584.06 |
Day 36 |
No |
2086.53 |
<7 Days |
E-3 |
21406.95 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36126.61 |
Day 36 |
No |
2076.82 |
7-30 Days |
E-4 |
33656.49 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6333.70 |
Day 36 |
Yes |
473.64 |
<7 Days |
E-5 |
6832.18 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9096.01 |
Day 36 |
No |
244.95 |
<7 Days |
E-6 |
10008.69 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19887.74 |
Day 36 |
Yes |
615.60 |
31-90 Days |
E-7 |
23493.46 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9262.90 |
Day 36 |
No |
253.08 |
7-30 Days |
E-8 |
8129.32 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21965.85 |
Day 36 |
No |
1731.33 |
7-30 Days |
E-9 |
26139.62 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4653.78 |
Day 36 |
Yes |
164.85 |
91-180 Days |
G-4 |
5027.55 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1713.62 |
Day 36 |
No |
38.89 |
7-30 Days |
IG-3 |
1387.39 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27847.22 |
Day 36 |
No |
619.57 |
31-90 Days |
IG-4 |
30521.31 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19482.90 |
Day 36 |
Yes |
10.46 |
<7 Days |
IG-5 |
21615.05 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19264.00 |
Day 36 |
No |
903.00 |
91-180 Days |
IG-6 |
21464.56 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32696.25 |
Day 36 |
Yes |
142.57 |
31-90 Days |
IG-7 |
36475.12 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29818.69 |
Day 36 |
No |
834.52 |
7-30 Days |
IG-8 |
28232.91 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12155.70 |
Day 36 |
Yes |
257.57 |
<7 Days |
L-1 |
9924.18 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35888.16 |
Day 36 |
No |
865.19 |
<7 Days |
L-10 |
41482.04 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18227.21 |
Day 36 |
No |
1451.98 |
<7 Days |
L-11 |
20673.58 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37619.78 |
Day 36 |
No |
2157.87 |
31-90 Days |
L-2 |
38765.82 |
None |
No |
|
Treasury |