| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6594.44 |
Day 36 |
No |
419.62 |
<7 Days |
L-3 |
7896.46 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13529.09 |
Day 36 |
No |
949.61 |
31-90 Days |
L-4 |
12443.49 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44.08 |
Day 36 |
Yes |
4.11 |
91-180 Days |
L-5 |
41.36 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16463.85 |
Day 36 |
No |
752.00 |
7-30 Days |
L-6 |
16611.62 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19033.97 |
Day 36 |
No |
92.21 |
<7 Days |
L-7 |
20185.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30607.13 |
Day 36 |
Yes |
1686.61 |
<7 Days |
L-8 |
26878.67 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42147.79 |
Day 36 |
Yes |
2520.50 |
7-30 Days |
L-9 |
34804.31 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
156.70 |
Day 36 |
No |
5.61 |
31-90 Days |
LC-1 |
177.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33175.55 |
Day 36 |
No |
1314.16 |
7-30 Days |
LC-2 |
28212.21 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40013.81 |
Day 36 |
No |
2023.18 |
<7 Days |
N-1 |
36162.92 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10495.87 |
Day 36 |
Yes |
233.49 |
91-180 Days |
N-2 |
9499.90 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27099.45 |
Day 36 |
No |
2094.01 |
7-30 Days |
N-3 |
24113.53 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25798.86 |
Day 36 |
Yes |
1430.07 |
31-90 Days |
N-4 |
23618.07 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13670.58 |
Day 36 |
Yes |
494.87 |
31-90 Days |
N-5 |
12773.30 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41150.02 |
Day 36 |
No |
3056.26 |
31-90 Days |
N-6 |
48535.96 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11402.35 |
Day 36 |
Yes |
455.61 |
<7 Days |
N-7 |
13463.18 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35702.66 |
Day 36 |
No |
24.03 |
91-180 Days |
P-1 |
30903.61 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20636.87 |
Day 36 |
No |
1267.48 |
91-180 Days |
P-2 |
22436.64 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33444.10 |
Day 36 |
No |
586.45 |
31-90 Days |
S-8 |
35903.59 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10452.68 |
Day 36 |
No |
315.16 |
31-90 Days |
Y-1 |
8888.11 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37.61 |
Day 36 |
Yes |
3.23 |
31-90 Days |
Y-2 |
38.97 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2680.13 |
Day 36 |
Yes |
28.12 |
31-90 Days |
Y-3 |
2916.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30435.33 |
Day 36 |
Yes |
2518.77 |
91-180 Days |
Y-4 |
36010.36 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41315.58 |
Day 36 |
Yes |
2024.04 |
91-180 Days |
Z-1 |
39443.94 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35687.46 |
Day 36 |
Yes |
182.81 |
<7 Days |
A-2 |
30302.71 |
Full |
No |
|
Trading |