| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17096.12 |
Day 35 |
No |
168.68 |
7-30 Days |
N-6 |
17526.22 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12883.58 |
Day 35 |
No |
946.14 |
<7 Days |
N-7 |
14617.07 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26821.09 |
Day 35 |
Yes |
1634.59 |
<7 Days |
P-1 |
27487.74 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5909.03 |
Day 35 |
Yes |
336.58 |
91-180 Days |
P-2 |
6415.70 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23550.85 |
Day 35 |
Yes |
2063.18 |
31-90 Days |
S-8 |
27728.52 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28656.04 |
Day 35 |
No |
2176.26 |
7-30 Days |
Y-1 |
30556.54 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20326.21 |
Day 35 |
No |
1504.05 |
<7 Days |
Y-2 |
17028.67 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11214.37 |
Day 35 |
Yes |
323.27 |
31-90 Days |
Y-3 |
9795.29 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38255.38 |
Day 35 |
No |
3700.73 |
31-90 Days |
Y-4 |
45113.15 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29498.82 |
Day 35 |
Yes |
480.16 |
7-30 Days |
Z-1 |
24420.78 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40415.24 |
Day 35 |
No |
561.54 |
31-90 Days |
A-2 |
44503.43 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21691.04 |
Day 35 |
Yes |
343.41 |
7-30 Days |
A-3 |
22627.04 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30806.31 |
Day 35 |
Yes |
539.18 |
91-180 Days |
A-4 |
28653.29 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20814.42 |
Day 35 |
Yes |
1317.01 |
31-90 Days |
A-5 |
18379.56 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33145.95 |
Day 35 |
No |
1232.95 |
7-30 Days |
CB-1 |
36921.80 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20154.09 |
Day 35 |
Yes |
247.17 |
91-180 Days |
CB-2 |
23057.79 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10821.52 |
Day 35 |
No |
531.70 |
91-180 Days |
CB-3 |
9495.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43786.12 |
Day 35 |
Yes |
3099.35 |
31-90 Days |
E-1 |
41520.52 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16829.21 |
Day 35 |
No |
645.44 |
31-90 Days |
E-2 |
18607.32 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18812.62 |
Day 35 |
No |
837.43 |
91-180 Days |
G-1 |
16832.99 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22723.41 |
Day 35 |
No |
1582.80 |
<7 Days |
G-2 |
25363.27 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10676.17 |
Day 35 |
Yes |
950.00 |
7-30 Days |
G-3 |
12093.59 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34495.88 |
Day 35 |
No |
315.95 |
31-90 Days |
IG-1 |
39808.50 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44114.77 |
Day 35 |
No |
358.98 |
31-90 Days |
IG-2 |
49413.36 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20742.87 |
Day 35 |
No |
189.73 |
<7 Days |
S-1 |
22811.02 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |