| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
467.94 |
Day 35 |
Yes |
27.79 |
7-30 Days |
S-1-Q |
502.56 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14565.15 |
Day 35 |
No |
1243.97 |
7-30 Days |
S-2-Q |
15077.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32796.27 |
Day 35 |
Yes |
2137.65 |
31-90 Days |
S-3-Q |
26508.79 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39138.90 |
Day 35 |
No |
128.07 |
7-30 Days |
S-4-Q |
34675.42 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11018.53 |
Day 35 |
No |
897.97 |
<7 Days |
CB-3-Q |
13049.92 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34390.00 |
Day 35 |
No |
1347.73 |
<7 Days |
G-1-Q |
34714.55 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43061.25 |
Day 35 |
Yes |
1759.47 |
<7 Days |
G-2-Q |
49014.06 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30285.81 |
Day 35 |
Yes |
572.51 |
<7 Days |
G-3-Q |
28888.39 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13509.63 |
Day 35 |
Yes |
109.22 |
<7 Days |
S-5-Q |
15013.12 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32649.33 |
Day 35 |
Yes |
1735.12 |
31-90 Days |
S-6-Q |
35734.16 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28348.60 |
Day 35 |
Yes |
946.16 |
91-180 Days |
S-7-Q |
30966.76 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3192.43 |
Day 35 |
No |
10.32 |
7-30 Days |
E-1-Q |
2774.91 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42619.08 |
Day 35 |
Yes |
986.36 |
<7 Days |
E-2-Q |
48126.84 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30516.78 |
Day 35 |
Yes |
1409.59 |
31-90 Days |
IG-1-Q |
31923.20 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11709.17 |
Day 35 |
Yes |
1053.62 |
<7 Days |
IG-2-Q |
10588.62 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11442.02 |
Day 35 |
No |
592.37 |
31-90 Days |
C-1 |
12370.02 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18480.55 |
Day 35 |
Yes |
647.23 |
<7 Days |
CB-4 |
21802.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4156.81 |
Day 35 |
Yes |
94.64 |
<7 Days |
E-10 |
3764.03 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17809.36 |
Day 35 |
No |
436.81 |
31-90 Days |
E-3 |
20041.07 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10578.72 |
Day 35 |
Yes |
190.86 |
7-30 Days |
E-4 |
11104.43 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23206.83 |
Day 35 |
No |
9.24 |
91-180 Days |
E-5 |
22330.76 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20620.53 |
Day 35 |
Yes |
1378.15 |
7-30 Days |
E-6 |
17698.62 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6071.41 |
Day 35 |
Yes |
509.88 |
7-30 Days |
E-7 |
5622.21 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2486.72 |
Day 35 |
Yes |
64.99 |
<7 Days |
E-8 |
2099.01 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28692.94 |
Day 35 |
Yes |
1791.44 |
31-90 Days |
E-9 |
29774.99 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |