| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41326.84 |
Day 34 |
No |
1669.08 |
<7 Days |
CB-1 |
36727.54 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12139.53 |
Day 34 |
No |
245.63 |
7-30 Days |
CB-2 |
11963.54 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8377.39 |
Day 34 |
Yes |
82.98 |
91-180 Days |
CB-3 |
8136.03 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40165.44 |
Day 34 |
No |
2966.53 |
91-180 Days |
E-1 |
47205.88 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34982.75 |
Day 34 |
Yes |
59.81 |
91-180 Days |
E-2 |
36395.24 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10514.22 |
Day 34 |
Yes |
996.17 |
31-90 Days |
G-1 |
11047.01 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29017.45 |
Day 34 |
No |
2367.88 |
7-30 Days |
G-2 |
34073.39 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33582.81 |
Day 34 |
No |
1747.16 |
31-90 Days |
G-3 |
39512.32 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35000.68 |
Day 34 |
No |
3001.04 |
7-30 Days |
IG-1 |
28832.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25002.37 |
Day 34 |
Yes |
361.23 |
91-180 Days |
IG-2 |
23624.33 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11203.71 |
Day 34 |
Yes |
3.80 |
7-30 Days |
S-1 |
9167.10 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18583.17 |
Day 34 |
No |
1477.94 |
7-30 Days |
S-2 |
21474.24 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14782.70 |
Day 34 |
Yes |
239.78 |
<7 Days |
S-3 |
12674.98 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21646.48 |
Day 34 |
Yes |
1985.13 |
31-90 Days |
S-4 |
23310.14 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32485.85 |
Day 34 |
No |
1090.98 |
91-180 Days |
S-5 |
33712.26 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26877.81 |
Day 34 |
No |
2456.31 |
91-180 Days |
S-6 |
23983.42 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24606.95 |
Day 34 |
No |
10.03 |
<7 Days |
S-7 |
24697.46 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12567.21 |
Day 35 |
Yes |
1017.97 |
<7 Days |
A-0-Q |
12411.89 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1897.71 |
Day 35 |
Yes |
141.83 |
<7 Days |
A-1-Q |
1602.87 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5054.91 |
Day 35 |
No |
59.35 |
91-180 Days |
A-2-Q |
5603.62 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18797.83 |
Day 35 |
Yes |
1329.12 |
7-30 Days |
A-3-Q |
16418.60 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14129.52 |
Day 35 |
No |
1195.21 |
31-90 Days |
A-4-Q |
15632.34 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1757.38 |
Day 35 |
Yes |
166.13 |
91-180 Days |
A-5-Q |
1708.70 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43763.65 |
Day 35 |
Yes |
1254.64 |
91-180 Days |
CB-1-Q |
45953.56 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23856.16 |
Day 35 |
No |
1589.54 |
7-30 Days |
CB-2-Q |
26875.95 |
Full |
No |
|
Investment Banking |