| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5564.69 |
Day 34 |
Yes |
234.43 |
7-30 Days |
L-6 |
4787.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33668.34 |
Day 34 |
No |
2991.56 |
<7 Days |
L-7 |
39778.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31396.04 |
Day 34 |
Yes |
2983.91 |
<7 Days |
L-8 |
35764.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23191.97 |
Day 34 |
No |
245.57 |
7-30 Days |
L-9 |
19582.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8009.25 |
Day 34 |
Yes |
523.34 |
7-30 Days |
LC-1 |
9245.86 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1213.77 |
Day 34 |
No |
95.13 |
31-90 Days |
LC-2 |
1390.41 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26580.60 |
Day 34 |
Yes |
856.78 |
91-180 Days |
N-1 |
30544.94 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32436.77 |
Day 34 |
No |
1989.86 |
<7 Days |
N-2 |
33385.69 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12426.36 |
Day 34 |
No |
183.02 |
7-30 Days |
N-3 |
14665.44 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41082.88 |
Day 34 |
Yes |
2559.09 |
31-90 Days |
N-4 |
36014.11 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39501.32 |
Day 34 |
Yes |
1944.83 |
<7 Days |
N-5 |
36261.90 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39817.33 |
Day 34 |
No |
1357.29 |
7-30 Days |
N-6 |
40763.84 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39365.86 |
Day 34 |
Yes |
3873.85 |
<7 Days |
N-7 |
41458.90 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28213.42 |
Day 34 |
Yes |
1738.80 |
<7 Days |
P-1 |
23854.88 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3069.83 |
Day 34 |
No |
253.01 |
7-30 Days |
P-2 |
2851.44 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8166.06 |
Day 34 |
Yes |
712.44 |
7-30 Days |
S-8 |
8329.65 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13829.53 |
Day 34 |
No |
634.41 |
91-180 Days |
Y-1 |
13971.52 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18834.79 |
Day 34 |
No |
487.96 |
91-180 Days |
Y-2 |
20818.33 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14490.70 |
Day 34 |
Yes |
150.55 |
31-90 Days |
Y-3 |
15867.26 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38498.37 |
Day 34 |
Yes |
282.32 |
91-180 Days |
Y-4 |
35232.99 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31502.10 |
Day 34 |
No |
975.22 |
<7 Days |
Z-1 |
26362.28 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22526.45 |
Day 34 |
Yes |
845.66 |
7-30 Days |
A-2 |
23143.68 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6259.05 |
Day 34 |
No |
134.82 |
<7 Days |
A-3 |
5818.33 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24524.82 |
Day 34 |
Yes |
1816.94 |
31-90 Days |
A-4 |
24202.68 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42717.68 |
Day 34 |
Yes |
1386.92 |
31-90 Days |
A-5 |
39439.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |