| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3473.90 |
Day 2 |
Yes |
99.30 |
<7 Days |
A-2 |
3647.60 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6365.88 |
Day 2 |
No |
303.50 |
31-90 Days |
A-3 |
6056.06 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16297.75 |
Day 2 |
Yes |
165.86 |
31-90 Days |
A-4 |
15845.75 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5427.70 |
Day 2 |
Yes |
10.15 |
<7 Days |
A-5 |
5868.30 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16375.89 |
Day 2 |
Yes |
37.86 |
7-30 Days |
CB-1 |
16651.83 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17125.12 |
Day 2 |
Yes |
157.42 |
<7 Days |
CB-2 |
16357.89 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11719.16 |
Day 2 |
No |
185.86 |
<7 Days |
CB-3 |
12015.45 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2289.75 |
Day 2 |
Yes |
103.45 |
7-30 Days |
E-1 |
2298.51 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12420.44 |
Day 2 |
No |
478.55 |
<7 Days |
E-2 |
12736.34 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9939.22 |
Day 2 |
No |
18.27 |
31-90 Days |
G-1 |
9432.62 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7371.13 |
Day 2 |
Yes |
198.53 |
7-30 Days |
G-2 |
7879.11 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6386.46 |
Day 2 |
Yes |
255.41 |
7-30 Days |
G-3 |
6207.49 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9083.90 |
Day 2 |
No |
107.86 |
31-90 Days |
IG-1 |
8429.77 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
333.38 |
Day 2 |
Yes |
0.65 |
<7 Days |
IG-2 |
302.80 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2257.80 |
Day 2 |
Yes |
65.12 |
<7 Days |
S-1 |
2429.20 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11065.19 |
Day 2 |
Yes |
470.40 |
7-30 Days |
S-2 |
10137.49 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6488.06 |
Day 2 |
Yes |
286.67 |
<7 Days |
S-3 |
5960.27 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9202.20 |
Day 2 |
Yes |
278.52 |
31-90 Days |
S-4 |
8680.65 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8153.19 |
Day 2 |
Yes |
189.36 |
31-90 Days |
S-5 |
7611.68 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14333.26 |
Day 2 |
No |
381.47 |
7-30 Days |
S-6 |
14122.30 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10128.61 |
Day 2 |
No |
461.85 |
<7 Days |
S-7 |
9729.41 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7458.72 |
Day 3 |
No |
43.83 |
7-30 Days |
A-0-Q |
7394.50 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13656.58 |
Day 3 |
No |
246.88 |
31-90 Days |
A-1-Q |
13025.87 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4564.15 |
Day 3 |
No |
202.09 |
<7 Days |
A-2-Q |
4720.15 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6040.13 |
Day 3 |
Yes |
9.12 |
<7 Days |
A-3-Q |
5521.00 |
No |
T+0 |
No |
No |
|
Securities Finance |