| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15022.10 |
Day 2 |
No |
189.19 |
<7 Days |
S-7-Q |
14745.83 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7600.28 |
Day 2 |
Yes |
238.46 |
<7 Days |
E-1-Q |
7428.70 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
304.33 |
Day 2 |
Yes |
7.36 |
7-30 Days |
E-2-Q |
316.89 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10144.64 |
Day 2 |
No |
325.55 |
7-30 Days |
IG-1-Q |
10218.22 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13511.43 |
Day 2 |
No |
52.50 |
31-90 Days |
IG-2-Q |
13988.51 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7678.82 |
Day 2 |
Yes |
66.81 |
<7 Days |
C-1 |
7030.21 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10033.32 |
Day 2 |
Yes |
409.92 |
31-90 Days |
CB-4 |
9713.10 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15872.56 |
Day 2 |
Yes |
791.28 |
<7 Days |
E-10 |
15574.30 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5279.47 |
Day 2 |
No |
88.67 |
31-90 Days |
E-3 |
5075.46 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6733.55 |
Day 2 |
No |
263.50 |
<7 Days |
E-4 |
6424.26 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1164.24 |
Day 2 |
No |
46.48 |
31-90 Days |
E-5 |
1243.21 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6734.80 |
Day 2 |
Yes |
172.09 |
<7 Days |
E-6 |
6462.89 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1416.21 |
Day 2 |
No |
2.17 |
<7 Days |
E-7 |
1414.63 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16953.75 |
Day 2 |
No |
540.75 |
<7 Days |
E-8 |
16073.01 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9377.32 |
Day 2 |
Yes |
120.73 |
7-30 Days |
E-9 |
9939.96 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6862.50 |
Day 2 |
Yes |
294.20 |
<7 Days |
G-4 |
7282.76 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16836.73 |
Day 2 |
No |
800.15 |
7-30 Days |
IG-3 |
17958.00 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10869.30 |
Day 2 |
No |
172.49 |
31-90 Days |
IG-4 |
10430.82 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
568.69 |
Day 2 |
Yes |
1.18 |
7-30 Days |
IG-5 |
574.57 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16744.49 |
Day 2 |
Yes |
275.97 |
31-90 Days |
IG-6 |
17321.63 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13670.02 |
Day 2 |
Yes |
418.01 |
31-90 Days |
IG-7 |
14654.57 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11008.47 |
Day 2 |
Yes |
543.88 |
7-30 Days |
IG-8 |
10143.65 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6004.05 |
Day 2 |
No |
7.85 |
31-90 Days |
L-1 |
6235.34 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8443.40 |
Day 2 |
Yes |
323.32 |
31-90 Days |
L-10 |
8104.74 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9338.03 |
Day 2 |
Yes |
298.53 |
<7 Days |
L-11 |
9843.96 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |