| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3581.64 |
Day 2 |
Yes |
7.22 |
<7 Days |
L-2 |
3332.88 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16196.06 |
Day 2 |
Yes |
542.43 |
31-90 Days |
L-3 |
17442.16 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1408.73 |
Day 2 |
No |
46.52 |
<7 Days |
L-4 |
1409.58 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2171.19 |
Day 2 |
Yes |
59.06 |
7-30 Days |
L-5 |
2167.27 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2963.77 |
Day 2 |
No |
134.31 |
7-30 Days |
L-6 |
2972.87 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14838.68 |
Day 2 |
No |
726.93 |
<7 Days |
L-7 |
15454.07 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2089.89 |
Day 2 |
No |
50.58 |
<7 Days |
L-8 |
1965.83 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10952.10 |
Day 2 |
Yes |
161.21 |
7-30 Days |
L-9 |
11936.22 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4572.46 |
Day 2 |
Yes |
145.11 |
31-90 Days |
LC-1 |
4300.83 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5819.07 |
Day 2 |
No |
263.52 |
31-90 Days |
LC-2 |
6232.14 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10846.40 |
Day 2 |
Yes |
68.68 |
<7 Days |
N-1 |
10447.30 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9409.56 |
Day 2 |
No |
47.34 |
31-90 Days |
N-2 |
10040.76 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13805.84 |
Day 2 |
No |
478.58 |
7-30 Days |
N-3 |
15054.66 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9099.96 |
Day 2 |
No |
371.64 |
31-90 Days |
N-4 |
8195.11 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16429.83 |
Day 2 |
No |
207.03 |
31-90 Days |
N-5 |
17357.25 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5864.76 |
Day 2 |
No |
134.31 |
<7 Days |
N-6 |
5992.31 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2090.46 |
Day 2 |
No |
56.29 |
7-30 Days |
N-7 |
1999.13 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12176.91 |
Day 2 |
Yes |
153.71 |
31-90 Days |
P-1 |
11493.24 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1609.67 |
Day 2 |
Yes |
12.76 |
<7 Days |
P-2 |
1531.58 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16725.42 |
Day 2 |
No |
509.83 |
<7 Days |
S-8 |
15339.96 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8219.80 |
Day 2 |
Yes |
359.29 |
7-30 Days |
Y-1 |
7785.84 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2522.87 |
Day 2 |
No |
10.66 |
7-30 Days |
Y-2 |
2747.22 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12172.32 |
Day 2 |
Yes |
109.11 |
31-90 Days |
Y-3 |
13076.29 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16850.93 |
Day 2 |
No |
774.14 |
7-30 Days |
Y-4 |
17909.00 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11072.17 |
Day 2 |
No |
112.33 |
7-30 Days |
Z-1 |
10734.43 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |