| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1906.09 |
Day 3 |
Yes |
58.57 |
7-30 Days |
A-4-Q |
1806.48 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13061.65 |
Day 3 |
No |
459.92 |
31-90 Days |
A-5-Q |
13379.88 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6773.08 |
Day 3 |
No |
63.47 |
31-90 Days |
CB-1-Q |
6662.92 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14554.45 |
Day 3 |
No |
495.02 |
<7 Days |
CB-2-Q |
13924.24 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13147.73 |
Day 3 |
Yes |
212.85 |
7-30 Days |
S-1-Q |
14119.26 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5288.69 |
Day 3 |
Yes |
107.31 |
7-30 Days |
S-2-Q |
5180.25 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8760.69 |
Day 3 |
No |
123.07 |
<7 Days |
S-3-Q |
8555.06 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11413.67 |
Day 3 |
No |
5.85 |
<7 Days |
S-4-Q |
12529.42 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9382.18 |
Day 3 |
No |
98.02 |
7-30 Days |
CB-3-Q |
10126.31 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13973.14 |
Day 3 |
No |
413.27 |
<7 Days |
G-1-Q |
14772.10 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16452.49 |
Day 3 |
No |
349.38 |
<7 Days |
G-2-Q |
15823.93 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16390.08 |
Day 3 |
Yes |
776.92 |
<7 Days |
G-3-Q |
16099.63 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11219.77 |
Day 3 |
No |
207.05 |
7-30 Days |
S-5-Q |
12272.43 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2495.16 |
Day 3 |
No |
60.04 |
31-90 Days |
S-6-Q |
2291.66 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6709.97 |
Day 3 |
Yes |
176.25 |
7-30 Days |
S-7-Q |
6717.58 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11270.23 |
Day 3 |
No |
559.71 |
31-90 Days |
E-1-Q |
11237.98 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
206.15 |
Day 3 |
No |
4.39 |
7-30 Days |
E-2-Q |
202.32 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12434.12 |
Day 3 |
Yes |
325.61 |
7-30 Days |
IG-1-Q |
11843.20 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12265.59 |
Day 3 |
Yes |
589.75 |
<7 Days |
IG-2-Q |
12492.98 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10297.14 |
Day 3 |
No |
294.83 |
<7 Days |
C-1 |
10924.07 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9209.67 |
Day 3 |
Yes |
345.19 |
7-30 Days |
CB-4 |
9364.15 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13330.42 |
Day 3 |
Yes |
212.36 |
31-90 Days |
E-10 |
12932.66 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2497.64 |
Day 3 |
No |
60.58 |
7-30 Days |
E-3 |
2650.02 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11887.55 |
Day 3 |
Yes |
527.62 |
31-90 Days |
E-4 |
11225.58 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14772.28 |
Day 3 |
No |
148.29 |
7-30 Days |
E-5 |
15738.18 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |