| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2279.86 |
Day 3 |
No |
8.77 |
7-30 Days |
E-6 |
2496.01 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9469.14 |
Day 3 |
No |
301.93 |
<7 Days |
E-7 |
8876.26 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9712.19 |
Day 3 |
No |
421.72 |
31-90 Days |
E-8 |
10052.18 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4902.61 |
Day 3 |
No |
122.11 |
31-90 Days |
E-9 |
5073.72 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14770.06 |
Day 3 |
No |
242.64 |
<7 Days |
G-4 |
15859.63 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13046.67 |
Day 3 |
Yes |
615.53 |
7-30 Days |
IG-3 |
12800.06 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8015.45 |
Day 3 |
No |
238.08 |
<7 Days |
IG-4 |
8093.95 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13165.99 |
Day 3 |
Yes |
565.54 |
<7 Days |
IG-5 |
13279.64 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2050.91 |
Day 3 |
No |
73.81 |
<7 Days |
IG-6 |
2087.05 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6948.04 |
Day 3 |
No |
35.20 |
31-90 Days |
IG-7 |
7304.75 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10891.58 |
Day 3 |
Yes |
231.53 |
31-90 Days |
IG-8 |
10215.62 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3612.30 |
Day 3 |
No |
142.58 |
<7 Days |
L-1 |
3883.68 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13555.80 |
Day 3 |
Yes |
63.69 |
7-30 Days |
L-10 |
14319.55 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2580.62 |
Day 3 |
Yes |
80.85 |
7-30 Days |
L-11 |
2651.56 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13101.25 |
Day 3 |
No |
405.55 |
31-90 Days |
L-2 |
11908.18 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1493.46 |
Day 3 |
Yes |
12.43 |
<7 Days |
L-3 |
1467.89 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8221.30 |
Day 3 |
No |
146.76 |
31-90 Days |
L-4 |
8125.51 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11613.19 |
Day 3 |
No |
378.12 |
7-30 Days |
L-5 |
11322.61 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15304.70 |
Day 3 |
No |
308.77 |
<7 Days |
L-6 |
14675.25 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11143.20 |
Day 3 |
No |
472.65 |
31-90 Days |
L-7 |
11864.04 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12775.28 |
Day 3 |
No |
550.84 |
<7 Days |
L-8 |
12786.64 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10515.29 |
Day 3 |
No |
145.44 |
31-90 Days |
L-9 |
10702.53 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9028.45 |
Day 3 |
No |
446.53 |
31-90 Days |
LC-1 |
9822.00 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11739.64 |
Day 3 |
No |
132.48 |
7-30 Days |
LC-2 |
10749.06 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7100.66 |
Day 3 |
Yes |
257.35 |
<7 Days |
N-1 |
6516.24 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |