| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9565.99 |
Day 1 |
Yes |
283.56 |
31-90 Days |
S-1 |
8742.63 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12024.99 |
Day 1 |
Yes |
100.84 |
31-90 Days |
S-2 |
11711.17 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4243.57 |
Day 1 |
Yes |
63.24 |
31-90 Days |
S-3 |
4613.89 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
735.53 |
Day 1 |
Yes |
26.16 |
<7 Days |
S-4 |
685.94 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15730.09 |
Day 1 |
Yes |
71.79 |
31-90 Days |
S-5 |
17112.44 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16185.80 |
Day 1 |
No |
715.60 |
7-30 Days |
S-6 |
15451.28 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15871.07 |
Day 1 |
Yes |
446.53 |
7-30 Days |
S-7 |
16533.47 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
210.61 |
Day 2 |
No |
2.51 |
<7 Days |
A-0-Q |
201.55 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11246.96 |
Day 2 |
Yes |
122.49 |
31-90 Days |
A-1-Q |
11672.76 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
280.20 |
Day 2 |
No |
6.52 |
<7 Days |
A-2-Q |
281.54 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9257.98 |
Day 2 |
No |
94.14 |
<7 Days |
A-3-Q |
10121.53 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6145.75 |
Day 2 |
No |
143.30 |
31-90 Days |
A-4-Q |
5850.57 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12150.63 |
Day 2 |
No |
427.17 |
<7 Days |
A-5-Q |
12649.11 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4838.52 |
Day 2 |
Yes |
58.79 |
31-90 Days |
CB-1-Q |
5164.61 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12472.73 |
Day 2 |
Yes |
407.36 |
31-90 Days |
CB-2-Q |
12655.22 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4521.25 |
Day 2 |
No |
98.20 |
7-30 Days |
S-1-Q |
4473.54 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
827.39 |
Day 2 |
No |
7.48 |
<7 Days |
S-2-Q |
841.34 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4536.79 |
Day 2 |
Yes |
101.17 |
31-90 Days |
S-3-Q |
4807.56 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1774.51 |
Day 2 |
No |
80.34 |
7-30 Days |
S-4-Q |
1903.00 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13567.27 |
Day 2 |
No |
543.77 |
<7 Days |
CB-3-Q |
14574.53 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2285.83 |
Day 2 |
No |
12.57 |
<7 Days |
G-1-Q |
2181.23 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11831.99 |
Day 2 |
No |
104.99 |
7-30 Days |
G-2-Q |
12255.50 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1619.85 |
Day 2 |
Yes |
26.83 |
<7 Days |
G-3-Q |
1630.43 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2408.28 |
Day 2 |
No |
44.51 |
<7 Days |
S-5-Q |
2550.45 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2575.64 |
Day 2 |
No |
58.29 |
<7 Days |
S-6-Q |
2706.22 |
No |
T+0 |
No |
No |
|
Securities Finance |