| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31645.54 |
Day 54 |
No |
2910.58 |
<7 Days |
N-7 |
32199.74 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39005.89 |
Day 54 |
Yes |
1661.24 |
7-30 Days |
P-1 |
32805.87 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40702.54 |
Day 54 |
No |
3771.42 |
7-30 Days |
P-2 |
40565.68 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18435.61 |
Day 54 |
Yes |
1762.37 |
<7 Days |
S-8 |
17949.25 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12224.59 |
Day 54 |
Yes |
806.83 |
91-180 Days |
Y-1 |
12927.43 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30738.10 |
Day 54 |
Yes |
2368.94 |
91-180 Days |
Y-2 |
30206.58 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
16198.87 |
Day 54 |
Yes |
327.97 |
7-30 Days |
Y-3 |
15043.97 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6738.27 |
Day 54 |
Yes |
34.93 |
91-180 Days |
Y-4 |
5900.67 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2239.76 |
Day 54 |
Yes |
11.19 |
<7 Days |
Z-1 |
1925.29 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42537.42 |
Day 54 |
Yes |
3348.71 |
<7 Days |
A-2 |
48645.57 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32003.94 |
Day 54 |
No |
2709.81 |
7-30 Days |
A-3 |
38068.04 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39085.71 |
Day 54 |
Yes |
409.42 |
91-180 Days |
A-4 |
42577.51 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37739.01 |
Day 54 |
No |
827.91 |
7-30 Days |
A-5 |
42966.93 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14083.23 |
Day 54 |
No |
1184.40 |
91-180 Days |
CB-1 |
12363.43 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37872.75 |
Day 54 |
No |
2474.36 |
7-30 Days |
CB-2 |
30949.48 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18049.02 |
Day 54 |
No |
805.44 |
31-90 Days |
CB-3 |
20184.75 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30397.62 |
Day 54 |
Yes |
1337.65 |
31-90 Days |
E-1 |
36312.95 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7234.86 |
Day 54 |
No |
380.96 |
<7 Days |
E-2 |
6400.00 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3056.99 |
Day 54 |
Yes |
103.74 |
7-30 Days |
G-1 |
3167.94 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22827.56 |
Day 54 |
Yes |
1725.14 |
91-180 Days |
G-2 |
21774.13 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1729.29 |
Day 54 |
No |
30.09 |
31-90 Days |
G-3 |
1442.16 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27517.03 |
Day 54 |
No |
463.65 |
7-30 Days |
IG-1 |
32122.32 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25632.68 |
Day 54 |
Yes |
1414.34 |
7-30 Days |
IG-2 |
22093.27 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2216.45 |
Day 54 |
Yes |
44.42 |
31-90 Days |
S-1 |
2547.78 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15751.67 |
Day 54 |
Yes |
1361.75 |
<7 Days |
S-2 |
17755.94 |
None |
No |
|
Wholesale Lending |