| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
35679.69 |
Day 54 |
No |
208.94 |
<7 Days |
S-2-Q |
28814.54 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11751.82 |
Day 54 |
Yes |
854.96 |
91-180 Days |
S-3-Q |
9988.41 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11234.03 |
Day 54 |
Yes |
538.44 |
<7 Days |
S-4-Q |
12178.05 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28492.50 |
Day 54 |
No |
1389.03 |
31-90 Days |
CB-3-Q |
26042.72 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12250.19 |
Day 54 |
Yes |
413.22 |
<7 Days |
G-1-Q |
12818.93 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13479.22 |
Day 54 |
Yes |
230.17 |
7-30 Days |
G-2-Q |
12929.56 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32944.51 |
Day 54 |
No |
3280.94 |
91-180 Days |
G-3-Q |
27400.47 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25012.75 |
Day 54 |
Yes |
323.58 |
<7 Days |
S-5-Q |
26554.99 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4308.57 |
Day 54 |
No |
241.24 |
31-90 Days |
S-6-Q |
3759.22 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28948.20 |
Day 54 |
Yes |
400.24 |
7-30 Days |
S-7-Q |
29565.39 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6575.26 |
Day 54 |
Yes |
442.58 |
31-90 Days |
E-1-Q |
5379.45 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30948.35 |
Day 54 |
Yes |
536.82 |
7-30 Days |
E-2-Q |
28054.19 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17157.44 |
Day 54 |
Yes |
1478.35 |
31-90 Days |
IG-1-Q |
14764.88 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
666.95 |
Day 54 |
Yes |
53.87 |
31-90 Days |
IG-2-Q |
615.99 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31515.76 |
Day 54 |
No |
2977.85 |
<7 Days |
C-1 |
34822.53 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11128.31 |
Day 54 |
No |
493.86 |
91-180 Days |
CB-4 |
10818.26 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38011.12 |
Day 54 |
Yes |
1579.61 |
7-30 Days |
E-10 |
34086.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33283.13 |
Day 54 |
No |
2065.64 |
31-90 Days |
E-3 |
30119.84 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17925.93 |
Day 54 |
Yes |
562.77 |
7-30 Days |
E-4 |
14736.69 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7602.30 |
Day 54 |
No |
429.40 |
31-90 Days |
E-5 |
7881.82 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39351.27 |
Day 54 |
Yes |
450.89 |
<7 Days |
E-6 |
45468.12 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19335.96 |
Day 54 |
No |
1593.70 |
<7 Days |
E-7 |
16595.97 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1794.22 |
Day 54 |
Yes |
143.02 |
91-180 Days |
E-8 |
1743.17 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42066.53 |
Day 54 |
No |
275.84 |
7-30 Days |
E-9 |
39443.10 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7631.03 |
Day 54 |
Yes |
393.89 |
91-180 Days |
G-4 |
7462.82 |
Partial |
No |
|
Wholesale Lending |