| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25152.43 |
Day 55 |
No |
1603.98 |
91-180 Days |
E-2-Q |
25971.62 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24102.10 |
Day 55 |
Yes |
2334.54 |
<7 Days |
IG-1-Q |
22909.49 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39406.16 |
Day 55 |
Yes |
3300.70 |
<7 Days |
IG-2-Q |
45752.26 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32792.01 |
Day 55 |
Yes |
2174.59 |
31-90 Days |
C-1 |
33756.65 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11243.19 |
Day 55 |
No |
920.77 |
<7 Days |
CB-4 |
11628.88 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33232.20 |
Day 55 |
Yes |
2891.13 |
7-30 Days |
E-10 |
32711.87 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30353.43 |
Day 55 |
Yes |
341.70 |
7-30 Days |
E-3 |
28115.23 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15686.37 |
Day 55 |
Yes |
92.44 |
31-90 Days |
E-4 |
14416.48 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37108.81 |
Day 55 |
No |
2590.95 |
<7 Days |
E-5 |
33216.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28860.95 |
Day 55 |
No |
6.90 |
91-180 Days |
E-6 |
26870.24 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38302.80 |
Day 55 |
No |
2406.03 |
7-30 Days |
E-7 |
34246.62 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30746.52 |
Day 55 |
No |
382.60 |
31-90 Days |
E-8 |
30596.13 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6901.33 |
Day 55 |
No |
197.49 |
7-30 Days |
E-9 |
7462.91 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22584.86 |
Day 55 |
Yes |
2092.85 |
91-180 Days |
G-4 |
24685.06 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
37426.99 |
Day 55 |
No |
3148.67 |
91-180 Days |
IG-3 |
32789.37 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23432.51 |
Day 55 |
Yes |
477.91 |
<7 Days |
IG-4 |
19612.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13800.13 |
Day 55 |
No |
18.90 |
91-180 Days |
IG-5 |
13401.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32432.58 |
Day 55 |
No |
1232.92 |
7-30 Days |
IG-6 |
36947.46 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43278.70 |
Day 55 |
No |
1889.95 |
91-180 Days |
IG-7 |
43747.91 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29054.28 |
Day 55 |
No |
2393.22 |
<7 Days |
IG-8 |
31065.25 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
6128.20 |
Day 55 |
No |
524.12 |
<7 Days |
L-1 |
5682.09 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39216.04 |
Day 55 |
Yes |
1244.51 |
7-30 Days |
L-10 |
43449.23 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40281.57 |
Day 55 |
No |
3758.12 |
31-90 Days |
L-11 |
45778.09 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17354.57 |
Day 55 |
No |
1536.17 |
31-90 Days |
L-2 |
18670.67 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18442.20 |
Day 55 |
No |
426.49 |
31-90 Days |
L-3 |
15099.07 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |