| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38142.55 |
Day 54 |
No |
2474.40 |
<7 Days |
IG-3 |
40883.36 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24614.68 |
Day 54 |
Yes |
2162.43 |
31-90 Days |
IG-4 |
26915.51 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
863.32 |
Day 54 |
No |
36.51 |
7-30 Days |
IG-5 |
851.57 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18061.79 |
Day 54 |
No |
1178.01 |
91-180 Days |
IG-6 |
16219.65 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41597.22 |
Day 54 |
No |
827.41 |
91-180 Days |
IG-7 |
41608.16 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12632.92 |
Day 54 |
No |
728.65 |
91-180 Days |
IG-8 |
13936.77 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26190.96 |
Day 54 |
No |
1114.54 |
7-30 Days |
L-1 |
27356.03 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12723.30 |
Day 54 |
No |
25.51 |
91-180 Days |
L-10 |
12194.55 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22635.56 |
Day 54 |
Yes |
539.08 |
91-180 Days |
L-11 |
18808.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40487.89 |
Day 54 |
Yes |
2337.86 |
91-180 Days |
L-2 |
44856.31 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17304.48 |
Day 54 |
No |
1441.17 |
91-180 Days |
L-3 |
15597.80 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32576.91 |
Day 54 |
Yes |
1358.62 |
7-30 Days |
L-4 |
37609.55 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20175.31 |
Day 54 |
No |
1645.99 |
91-180 Days |
L-5 |
21033.00 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15945.01 |
Day 54 |
No |
861.26 |
7-30 Days |
L-6 |
13014.51 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
421.70 |
Day 54 |
No |
41.60 |
7-30 Days |
L-7 |
370.29 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15788.54 |
Day 54 |
No |
1222.59 |
<7 Days |
L-8 |
13984.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28204.56 |
Day 54 |
Yes |
2370.63 |
91-180 Days |
L-9 |
29545.39 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27221.84 |
Day 54 |
Yes |
1444.02 |
7-30 Days |
LC-1 |
30604.24 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25536.25 |
Day 54 |
No |
2521.28 |
<7 Days |
LC-2 |
23062.22 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25747.91 |
Day 54 |
No |
1642.46 |
7-30 Days |
N-1 |
23323.07 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21777.24 |
Day 54 |
Yes |
1657.94 |
7-30 Days |
N-2 |
20245.25 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11621.08 |
Day 54 |
No |
967.50 |
<7 Days |
N-3 |
11301.29 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14813.98 |
Day 54 |
No |
506.77 |
7-30 Days |
N-4 |
16712.19 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
929.45 |
Day 54 |
No |
63.30 |
7-30 Days |
N-5 |
978.01 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17126.79 |
Day 54 |
Yes |
852.12 |
31-90 Days |
N-6 |
19837.26 |
Full |
No |
|
Capital Markets |