| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40508.67 |
Day 28 |
No |
1361.31 |
7-30 Days |
CB-2 |
41060.49 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11290.54 |
Day 28 |
No |
988.74 |
7-30 Days |
CB-3 |
13100.43 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34635.67 |
Day 28 |
Yes |
2396.46 |
91-180 Days |
E-1 |
39295.26 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42142.54 |
Day 28 |
No |
2128.07 |
7-30 Days |
E-2 |
44288.87 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5817.03 |
Day 28 |
Yes |
518.53 |
<7 Days |
G-1 |
6377.74 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17302.16 |
Day 28 |
Yes |
155.86 |
<7 Days |
G-2 |
18162.17 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34113.16 |
Day 28 |
No |
2937.13 |
<7 Days |
G-3 |
27705.94 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
32205.35 |
Day 28 |
Yes |
498.26 |
7-30 Days |
IG-1 |
26102.71 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23482.40 |
Day 28 |
No |
2009.02 |
7-30 Days |
IG-2 |
27968.15 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15143.38 |
Day 28 |
No |
1356.90 |
31-90 Days |
S-1 |
14174.43 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22156.65 |
Day 28 |
Yes |
740.58 |
31-90 Days |
S-2 |
26076.45 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38257.90 |
Day 28 |
No |
90.39 |
31-90 Days |
S-3 |
31208.39 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2083.71 |
Day 28 |
Yes |
100.94 |
<7 Days |
S-4 |
2468.64 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42165.27 |
Day 28 |
Yes |
1854.67 |
7-30 Days |
S-5 |
37595.56 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41942.41 |
Day 28 |
Yes |
1319.72 |
91-180 Days |
S-6 |
34232.25 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40355.28 |
Day 28 |
Yes |
3943.15 |
91-180 Days |
S-7 |
33877.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30420.85 |
Day 29 |
Yes |
2477.62 |
7-30 Days |
A-0-Q |
27826.64 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26688.59 |
Day 29 |
No |
1750.97 |
<7 Days |
A-1-Q |
24778.93 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26706.79 |
Day 29 |
No |
1532.86 |
<7 Days |
A-2-Q |
23172.55 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37175.95 |
Day 29 |
No |
840.96 |
<7 Days |
A-3-Q |
31383.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4099.64 |
Day 29 |
No |
357.04 |
<7 Days |
A-4-Q |
4057.86 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43961.26 |
Day 29 |
Yes |
2373.70 |
7-30 Days |
A-5-Q |
48922.13 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43655.43 |
Day 29 |
Yes |
1193.31 |
7-30 Days |
CB-1-Q |
52257.85 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23373.90 |
Day 29 |
No |
391.21 |
91-180 Days |
CB-2-Q |
22498.86 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2633.71 |
Day 29 |
Yes |
7.67 |
<7 Days |
S-1-Q |
3007.30 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |