| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30117.69 |
Day 28 |
No |
1072.35 |
<7 Days |
L-7 |
25301.31 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40626.39 |
Day 28 |
Yes |
2357.64 |
<7 Days |
L-8 |
44645.14 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14352.16 |
Day 28 |
No |
1246.89 |
91-180 Days |
L-9 |
14259.73 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
8638.84 |
Day 28 |
Yes |
253.47 |
<7 Days |
LC-1 |
8502.93 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
39068.66 |
Day 28 |
Yes |
1458.32 |
<7 Days |
LC-2 |
42787.05 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38635.73 |
Day 28 |
Yes |
872.64 |
91-180 Days |
N-1 |
46229.19 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37763.36 |
Day 28 |
Yes |
2488.41 |
7-30 Days |
N-2 |
35771.78 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12648.16 |
Day 28 |
No |
317.24 |
31-90 Days |
N-3 |
14129.87 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24677.75 |
Day 28 |
Yes |
1895.64 |
31-90 Days |
N-4 |
20117.06 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31604.66 |
Day 28 |
No |
439.40 |
91-180 Days |
N-5 |
28982.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1248.34 |
Day 28 |
Yes |
21.18 |
91-180 Days |
N-6 |
1224.29 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42510.97 |
Day 28 |
Yes |
1466.28 |
7-30 Days |
N-7 |
37345.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17387.97 |
Day 28 |
Yes |
538.38 |
<7 Days |
P-1 |
20694.79 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21895.39 |
Day 28 |
No |
1715.75 |
<7 Days |
P-2 |
20662.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
527.27 |
Day 28 |
Yes |
35.99 |
<7 Days |
S-8 |
428.73 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33798.67 |
Day 28 |
No |
2802.34 |
31-90 Days |
Y-1 |
32159.99 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21340.01 |
Day 28 |
Yes |
1764.57 |
7-30 Days |
Y-2 |
20254.06 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19889.45 |
Day 28 |
No |
344.89 |
91-180 Days |
Y-3 |
23457.09 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29593.73 |
Day 28 |
No |
1505.06 |
<7 Days |
Y-4 |
34510.77 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18098.56 |
Day 28 |
Yes |
746.77 |
31-90 Days |
Z-1 |
18994.97 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11944.39 |
Day 28 |
No |
527.79 |
7-30 Days |
A-2 |
11892.72 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36318.39 |
Day 28 |
No |
1977.66 |
7-30 Days |
A-3 |
40107.31 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19632.84 |
Day 28 |
Yes |
1669.86 |
7-30 Days |
A-4 |
21329.29 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
48.76 |
Day 28 |
Yes |
0.81 |
<7 Days |
A-5 |
43.02 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14420.99 |
Day 28 |
Yes |
96.29 |
31-90 Days |
CB-1 |
11618.20 |
Full |
No |
|
Trading |