| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9611.92 |
Day 28 |
No |
460.66 |
31-90 Days |
C-1 |
7791.02 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36148.01 |
Day 28 |
No |
2543.76 |
91-180 Days |
CB-4 |
41539.25 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15215.59 |
Day 28 |
No |
288.12 |
91-180 Days |
E-10 |
15828.16 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19157.85 |
Day 28 |
Yes |
1424.49 |
31-90 Days |
E-3 |
21451.09 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1185.05 |
Day 28 |
Yes |
66.42 |
<7 Days |
E-4 |
1222.59 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4487.44 |
Day 28 |
No |
418.95 |
<7 Days |
E-5 |
5004.60 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11176.40 |
Day 28 |
Yes |
790.47 |
<7 Days |
E-6 |
11966.64 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2098.99 |
Day 28 |
No |
56.23 |
<7 Days |
E-7 |
1779.62 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
25562.69 |
Day 28 |
Yes |
2439.06 |
<7 Days |
E-8 |
24511.67 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33796.07 |
Day 28 |
Yes |
1284.42 |
91-180 Days |
E-9 |
39602.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20207.03 |
Day 28 |
Yes |
553.32 |
31-90 Days |
G-4 |
17742.42 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22331.55 |
Day 28 |
Yes |
2019.18 |
<7 Days |
IG-3 |
23374.17 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
41368.86 |
Day 28 |
No |
2566.78 |
<7 Days |
IG-4 |
33931.25 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
17918.37 |
Day 28 |
Yes |
780.37 |
91-180 Days |
IG-5 |
20683.46 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38557.60 |
Day 28 |
Yes |
1026.93 |
7-30 Days |
IG-6 |
38161.89 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29560.05 |
Day 28 |
Yes |
276.03 |
7-30 Days |
IG-7 |
31272.52 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19675.97 |
Day 28 |
No |
1665.62 |
31-90 Days |
IG-8 |
21585.20 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6652.09 |
Day 28 |
Yes |
109.05 |
91-180 Days |
L-1 |
6485.63 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23092.17 |
Day 28 |
No |
2307.73 |
7-30 Days |
L-10 |
20319.99 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24123.59 |
Day 28 |
Yes |
989.72 |
31-90 Days |
L-11 |
22339.99 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2029.02 |
Day 28 |
Yes |
43.52 |
<7 Days |
L-2 |
2401.36 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
31468.76 |
Day 28 |
No |
605.15 |
91-180 Days |
L-3 |
25643.49 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24413.61 |
Day 28 |
No |
1653.23 |
7-30 Days |
L-4 |
21674.85 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19622.79 |
Day 28 |
Yes |
1468.78 |
<7 Days |
L-5 |
15797.28 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16716.55 |
Day 28 |
Yes |
252.75 |
<7 Days |
L-6 |
18767.56 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |