| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
16475.83 |
Day 29 |
No |
1640.69 |
91-180 Days |
S-2-Q |
15793.49 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12391.60 |
Day 29 |
Yes |
151.40 |
31-90 Days |
S-3-Q |
11784.14 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32402.59 |
Day 29 |
Yes |
459.99 |
91-180 Days |
S-4-Q |
28045.89 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26028.19 |
Day 29 |
Yes |
1651.15 |
31-90 Days |
CB-3-Q |
27553.02 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20586.79 |
Day 29 |
No |
1657.00 |
91-180 Days |
G-1-Q |
23105.28 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30335.43 |
Day 29 |
No |
647.09 |
91-180 Days |
G-2-Q |
27064.60 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40241.18 |
Day 29 |
Yes |
388.06 |
91-180 Days |
G-3-Q |
33784.22 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24497.40 |
Day 29 |
No |
1668.90 |
31-90 Days |
S-5-Q |
22644.60 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30959.30 |
Day 29 |
No |
532.33 |
91-180 Days |
S-6-Q |
34398.66 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3591.91 |
Day 29 |
No |
277.46 |
<7 Days |
S-7-Q |
4058.43 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31303.65 |
Day 29 |
Yes |
2979.49 |
91-180 Days |
E-1-Q |
36536.55 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
31520.68 |
Day 29 |
Yes |
542.56 |
7-30 Days |
E-2-Q |
34902.47 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18319.14 |
Day 29 |
No |
753.57 |
31-90 Days |
IG-1-Q |
15505.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10936.76 |
Day 29 |
No |
31.37 |
91-180 Days |
IG-2-Q |
10874.10 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
19959.08 |
Day 29 |
Yes |
571.61 |
7-30 Days |
C-1 |
17793.76 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13344.10 |
Day 29 |
Yes |
1231.42 |
7-30 Days |
CB-4 |
10861.01 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25132.80 |
Day 29 |
Yes |
815.96 |
31-90 Days |
E-10 |
29198.93 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
3714.07 |
Day 29 |
Yes |
353.73 |
7-30 Days |
E-3 |
4058.52 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7392.39 |
Day 29 |
Yes |
186.44 |
31-90 Days |
E-4 |
8786.40 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36267.28 |
Day 29 |
No |
1011.84 |
7-30 Days |
E-5 |
37861.52 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9427.40 |
Day 29 |
Yes |
277.69 |
31-90 Days |
E-6 |
8177.56 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18311.31 |
Day 29 |
No |
1082.22 |
91-180 Days |
E-7 |
20900.62 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30518.69 |
Day 29 |
No |
1833.00 |
<7 Days |
E-8 |
35101.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27673.03 |
Day 29 |
Yes |
1271.58 |
<7 Days |
E-9 |
30072.88 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
2231.09 |
Day 29 |
No |
115.97 |
91-180 Days |
G-4 |
2055.10 |
None |
No |
|
Wholesale Lending |