| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29965.57 |
Day 27 |
No |
942.05 |
91-180 Days |
S-8 |
25000.88 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35218.81 |
Day 27 |
No |
439.57 |
<7 Days |
Y-1 |
33083.82 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9463.84 |
Day 27 |
No |
98.32 |
31-90 Days |
Y-2 |
10450.78 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19481.38 |
Day 27 |
No |
1533.29 |
91-180 Days |
Y-3 |
21895.49 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42938.98 |
Day 27 |
Yes |
852.64 |
7-30 Days |
Y-4 |
43913.71 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
29227.34 |
Day 27 |
Yes |
993.80 |
91-180 Days |
Z-1 |
33607.76 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28829.63 |
Day 27 |
No |
168.09 |
91-180 Days |
A-2 |
28908.55 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10911.56 |
Day 27 |
No |
401.56 |
91-180 Days |
A-3 |
8788.43 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26011.37 |
Day 27 |
Yes |
429.03 |
<7 Days |
A-4 |
25755.11 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
26594.50 |
Day 27 |
No |
124.66 |
7-30 Days |
A-5 |
29585.47 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6201.96 |
Day 27 |
No |
138.11 |
31-90 Days |
CB-1 |
7098.92 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43834.46 |
Day 27 |
No |
1172.15 |
31-90 Days |
CB-2 |
37914.28 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21473.92 |
Day 27 |
Yes |
737.60 |
7-30 Days |
CB-3 |
22107.54 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36707.35 |
Day 27 |
Yes |
1233.50 |
7-30 Days |
E-1 |
38335.97 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4234.39 |
Day 27 |
No |
359.95 |
31-90 Days |
E-2 |
3559.28 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40138.20 |
Day 27 |
Yes |
184.86 |
91-180 Days |
G-1 |
39942.51 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23655.32 |
Day 27 |
Yes |
447.14 |
<7 Days |
G-2 |
23752.63 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8584.19 |
Day 27 |
Yes |
222.55 |
7-30 Days |
G-3 |
7997.28 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18573.90 |
Day 27 |
Yes |
1305.80 |
7-30 Days |
IG-1 |
20964.88 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33162.44 |
Day 27 |
Yes |
2860.87 |
<7 Days |
IG-2 |
34905.97 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6030.98 |
Day 27 |
Yes |
462.24 |
<7 Days |
S-1 |
4925.76 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27102.38 |
Day 27 |
No |
1520.15 |
91-180 Days |
S-2 |
32454.12 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37308.77 |
Day 27 |
Yes |
2791.83 |
7-30 Days |
S-3 |
43565.62 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
978.46 |
Day 27 |
Yes |
67.48 |
31-90 Days |
S-4 |
844.04 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2127.25 |
Day 27 |
No |
32.84 |
7-30 Days |
S-5 |
2362.65 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |