| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14710.74 |
121 - 150 Days |
No |
517.27 |
<7 Days |
L-11 |
17652.05 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14243.60 |
121 - 150 Days |
Yes |
180.18 |
<7 Days |
L-2 |
14134.48 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23213.14 |
121 - 150 Days |
No |
1690.96 |
31-90 Days |
L-3 |
20420.20 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
33793.06 |
121 - 150 Days |
Yes |
719.29 |
91-180 Days |
L-4 |
38970.67 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8462.60 |
121 - 150 Days |
No |
157.47 |
31-90 Days |
L-5 |
7062.95 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
43723.11 |
121 - 150 Days |
Yes |
3109.25 |
<7 Days |
L-6 |
36905.71 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11632.26 |
121 - 150 Days |
Yes |
906.47 |
7-30 Days |
L-7 |
11457.90 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12555.17 |
121 - 150 Days |
Yes |
430.62 |
91-180 Days |
L-8 |
13443.67 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26378.83 |
121 - 150 Days |
Yes |
2589.22 |
91-180 Days |
L-9 |
28432.91 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
25819.60 |
121 - 150 Days |
No |
1743.18 |
7-30 Days |
LC-1 |
28278.58 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
44030.46 |
121 - 150 Days |
Yes |
3566.29 |
91-180 Days |
LC-2 |
49336.25 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1301.66 |
121 - 150 Days |
Yes |
55.76 |
91-180 Days |
N-1 |
1463.68 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17331.93 |
121 - 150 Days |
Yes |
1125.76 |
31-90 Days |
N-2 |
18288.48 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
600.17 |
121 - 150 Days |
Yes |
25.20 |
7-30 Days |
N-3 |
506.15 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36084.90 |
121 - 150 Days |
Yes |
1023.11 |
31-90 Days |
N-4 |
41259.04 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
36827.57 |
121 - 150 Days |
No |
3229.02 |
<7 Days |
N-5 |
39230.17 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
5260.24 |
121 - 150 Days |
Yes |
72.72 |
31-90 Days |
N-6 |
6249.06 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39128.60 |
121 - 150 Days |
Yes |
2398.66 |
7-30 Days |
N-7 |
31598.71 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27880.69 |
121 - 150 Days |
No |
1041.14 |
91-180 Days |
P-1 |
27303.01 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
19441.65 |
121 - 150 Days |
Yes |
643.05 |
31-90 Days |
P-2 |
23280.59 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
41974.62 |
121 - 150 Days |
No |
782.90 |
7-30 Days |
S-8 |
47136.45 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4973.07 |
121 - 150 Days |
No |
473.54 |
91-180 Days |
Y-1 |
5530.28 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20518.28 |
121 - 150 Days |
No |
407.22 |
7-30 Days |
Y-2 |
17832.96 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3103.40 |
121 - 150 Days |
Yes |
159.00 |
91-180 Days |
Y-3 |
2902.05 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3623.75 |
121 - 150 Days |
Yes |
36.83 |
91-180 Days |
Y-4 |
4102.97 |
None |
No |
|
Wholesale Lending |