| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16511.01 |
91 - 120 Days |
No |
1319.11 |
31-90 Days |
IG-2 |
15606.65 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
390.52 |
91 - 120 Days |
Yes |
18.05 |
7-30 Days |
S-1 |
352.37 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27928.36 |
91 - 120 Days |
Yes |
220.43 |
91-180 Days |
S-2 |
23395.62 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24738.22 |
91 - 120 Days |
No |
38.80 |
91-180 Days |
S-3 |
21741.58 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3087.30 |
91 - 120 Days |
No |
294.73 |
91-180 Days |
S-4 |
2716.42 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36225.86 |
91 - 120 Days |
Yes |
1952.44 |
91-180 Days |
S-5 |
35451.97 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35752.47 |
91 - 120 Days |
Yes |
740.78 |
31-90 Days |
S-6 |
32978.07 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19895.31 |
91 - 120 Days |
Yes |
1538.04 |
<7 Days |
S-7 |
22357.15 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27808.67 |
121 - 150 Days |
Yes |
20.98 |
31-90 Days |
A-0-Q |
28613.46 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40559.24 |
121 - 150 Days |
No |
2790.92 |
<7 Days |
A-1-Q |
38948.88 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16082.55 |
121 - 150 Days |
No |
485.37 |
7-30 Days |
A-2-Q |
14515.53 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7904.56 |
121 - 150 Days |
Yes |
472.95 |
31-90 Days |
A-3-Q |
7358.10 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34994.56 |
121 - 150 Days |
No |
2387.15 |
31-90 Days |
A-4-Q |
40191.81 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27266.89 |
121 - 150 Days |
Yes |
1562.57 |
<7 Days |
A-5-Q |
30224.66 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32410.42 |
121 - 150 Days |
No |
344.93 |
31-90 Days |
CB-1-Q |
27985.60 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15049.08 |
121 - 150 Days |
No |
921.52 |
91-180 Days |
CB-2-Q |
12804.56 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16897.72 |
121 - 150 Days |
Yes |
1015.53 |
31-90 Days |
S-1-Q |
16481.93 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24637.72 |
121 - 150 Days |
No |
26.20 |
<7 Days |
S-2-Q |
26300.55 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38975.04 |
121 - 150 Days |
No |
100.13 |
91-180 Days |
S-3-Q |
40566.33 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
35048.87 |
121 - 150 Days |
Yes |
554.66 |
7-30 Days |
S-4-Q |
34544.08 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11968.06 |
121 - 150 Days |
No |
1028.18 |
31-90 Days |
CB-3-Q |
11580.04 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
3283.98 |
121 - 150 Days |
No |
76.62 |
91-180 Days |
G-1-Q |
3123.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32047.72 |
121 - 150 Days |
Yes |
563.05 |
<7 Days |
G-2-Q |
29232.27 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26044.25 |
121 - 150 Days |
No |
2597.47 |
7-30 Days |
G-3-Q |
28646.23 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24400.58 |
121 - 150 Days |
No |
2301.92 |
<7 Days |
S-5-Q |
21785.72 |
Partial |
No |
|
Investment Banking |