| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26428.57 |
121 - 150 Days |
No |
1707.23 |
7-30 Days |
S-6-Q |
27235.08 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8629.37 |
121 - 150 Days |
No |
92.92 |
7-30 Days |
S-7-Q |
9115.76 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36679.16 |
121 - 150 Days |
Yes |
2536.21 |
<7 Days |
E-1-Q |
36132.58 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
2815.32 |
121 - 150 Days |
Yes |
87.96 |
<7 Days |
E-2-Q |
3072.76 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
18526.94 |
121 - 150 Days |
No |
1800.28 |
7-30 Days |
IG-1-Q |
16494.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23860.19 |
121 - 150 Days |
No |
1754.29 |
<7 Days |
IG-2-Q |
24658.39 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22154.51 |
121 - 150 Days |
Yes |
1179.80 |
7-30 Days |
C-1 |
26257.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
828.47 |
121 - 150 Days |
No |
58.78 |
7-30 Days |
CB-4 |
707.55 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2708.07 |
121 - 150 Days |
Yes |
123.12 |
7-30 Days |
E-10 |
2957.54 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8358.60 |
121 - 150 Days |
Yes |
473.32 |
7-30 Days |
E-3 |
6847.93 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
33300.29 |
121 - 150 Days |
Yes |
1962.68 |
<7 Days |
E-4 |
32506.27 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7468.40 |
121 - 150 Days |
No |
583.72 |
91-180 Days |
E-5 |
7236.78 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25482.37 |
121 - 150 Days |
Yes |
1891.97 |
7-30 Days |
E-6 |
22887.48 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
28307.62 |
121 - 150 Days |
Yes |
2175.04 |
7-30 Days |
E-7 |
26015.57 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21801.70 |
121 - 150 Days |
No |
1325.37 |
<7 Days |
E-8 |
17650.95 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16124.72 |
121 - 150 Days |
Yes |
864.69 |
31-90 Days |
E-9 |
16045.25 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37864.81 |
121 - 150 Days |
No |
2564.09 |
31-90 Days |
G-4 |
38423.64 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12516.51 |
121 - 150 Days |
Yes |
1242.77 |
91-180 Days |
IG-3 |
10590.81 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15998.66 |
121 - 150 Days |
No |
852.89 |
7-30 Days |
IG-4 |
15046.07 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34630.44 |
121 - 150 Days |
Yes |
3453.18 |
91-180 Days |
IG-5 |
31400.98 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25511.18 |
121 - 150 Days |
No |
1011.37 |
31-90 Days |
IG-6 |
29907.62 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
11588.95 |
121 - 150 Days |
No |
63.90 |
91-180 Days |
IG-7 |
13382.44 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12708.37 |
121 - 150 Days |
Yes |
739.35 |
7-30 Days |
IG-8 |
14611.38 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
4424.07 |
121 - 150 Days |
Yes |
227.06 |
<7 Days |
L-1 |
4872.55 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
6447.68 |
121 - 150 Days |
Yes |
380.73 |
91-180 Days |
L-10 |
5517.31 |
Partial |
No |
|
Wholesale Lending |