| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37352.90 |
151 - 179 Days |
No |
2649.49 |
<7 Days |
A-3-Q |
41162.28 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32374.91 |
151 - 179 Days |
No |
2659.64 |
7-30 Days |
A-4-Q |
29747.06 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22816.77 |
151 - 179 Days |
No |
315.23 |
91-180 Days |
A-5-Q |
20624.34 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6867.50 |
151 - 179 Days |
No |
653.89 |
<7 Days |
CB-1-Q |
7517.45 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20597.00 |
151 - 179 Days |
No |
1979.13 |
7-30 Days |
CB-2-Q |
19386.73 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17980.21 |
151 - 179 Days |
No |
752.86 |
91-180 Days |
S-1-Q |
16866.26 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39588.53 |
151 - 179 Days |
Yes |
995.37 |
<7 Days |
S-2-Q |
45516.39 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20914.34 |
151 - 179 Days |
Yes |
1245.13 |
31-90 Days |
S-3-Q |
19741.03 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22542.88 |
151 - 179 Days |
Yes |
1234.04 |
7-30 Days |
S-4-Q |
25741.34 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37401.94 |
151 - 179 Days |
No |
1813.67 |
31-90 Days |
CB-3-Q |
42781.03 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25881.19 |
151 - 179 Days |
No |
167.98 |
31-90 Days |
G-1-Q |
26392.19 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34396.49 |
151 - 179 Days |
Yes |
1986.36 |
91-180 Days |
G-2-Q |
30072.03 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17977.30 |
151 - 179 Days |
Yes |
424.98 |
<7 Days |
G-3-Q |
18483.64 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21283.69 |
151 - 179 Days |
Yes |
1803.33 |
7-30 Days |
S-5-Q |
23081.32 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39185.44 |
151 - 179 Days |
Yes |
476.05 |
<7 Days |
S-6-Q |
41799.16 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31966.80 |
151 - 179 Days |
No |
1956.32 |
91-180 Days |
S-7-Q |
32886.89 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30624.55 |
151 - 179 Days |
No |
2153.31 |
31-90 Days |
E-1-Q |
31135.25 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
18657.72 |
151 - 179 Days |
Yes |
1657.09 |
91-180 Days |
E-2-Q |
21432.15 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37370.73 |
151 - 179 Days |
Yes |
814.71 |
31-90 Days |
IG-1-Q |
35750.56 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
5487.21 |
151 - 179 Days |
Yes |
178.32 |
91-180 Days |
IG-2-Q |
4584.57 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16734.46 |
151 - 179 Days |
Yes |
1517.08 |
7-30 Days |
C-1 |
14534.29 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11204.53 |
151 - 179 Days |
No |
231.19 |
31-90 Days |
CB-4 |
9691.24 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38934.66 |
151 - 179 Days |
No |
2334.62 |
31-90 Days |
E-10 |
33171.23 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27096.75 |
151 - 179 Days |
No |
1778.93 |
31-90 Days |
E-3 |
24965.08 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27457.09 |
151 - 179 Days |
Yes |
875.54 |
31-90 Days |
E-4 |
31937.19 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |