| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34537.09 |
91 - 120 Days |
No |
1987.60 |
7-30 Days |
N-4 |
39804.77 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
41449.44 |
91 - 120 Days |
Yes |
227.31 |
31-90 Days |
N-5 |
42109.88 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12463.81 |
91 - 120 Days |
No |
1102.01 |
91-180 Days |
N-6 |
10545.89 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39798.19 |
91 - 120 Days |
Yes |
3295.56 |
91-180 Days |
N-7 |
40846.26 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37752.81 |
91 - 120 Days |
Yes |
244.46 |
<7 Days |
P-1 |
44042.99 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26835.97 |
91 - 120 Days |
No |
2337.44 |
91-180 Days |
P-2 |
21508.16 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37093.09 |
91 - 120 Days |
Yes |
3366.48 |
91-180 Days |
S-8 |
35514.28 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25590.27 |
91 - 120 Days |
Yes |
2092.23 |
31-90 Days |
Y-1 |
29586.87 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17868.61 |
91 - 120 Days |
Yes |
54.86 |
<7 Days |
Y-2 |
18586.27 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19348.22 |
91 - 120 Days |
No |
1867.01 |
91-180 Days |
Y-3 |
20246.27 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
14606.55 |
91 - 120 Days |
Yes |
740.11 |
7-30 Days |
Y-4 |
14458.92 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
1273.98 |
91 - 120 Days |
Yes |
95.62 |
<7 Days |
Z-1 |
1171.66 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8729.55 |
91 - 120 Days |
No |
762.87 |
31-90 Days |
A-2 |
8495.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17079.77 |
91 - 120 Days |
No |
1068.18 |
31-90 Days |
A-3 |
17246.09 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4427.03 |
91 - 120 Days |
No |
108.35 |
<7 Days |
A-4 |
4676.03 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16301.13 |
91 - 120 Days |
Yes |
346.23 |
31-90 Days |
A-5 |
19124.27 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31873.73 |
91 - 120 Days |
Yes |
2118.00 |
91-180 Days |
CB-1 |
31162.73 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6302.72 |
91 - 120 Days |
Yes |
346.61 |
31-90 Days |
CB-2 |
7346.95 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25888.65 |
91 - 120 Days |
No |
204.76 |
91-180 Days |
CB-3 |
25922.07 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
6893.71 |
91 - 120 Days |
No |
139.09 |
7-30 Days |
E-1 |
5537.07 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7240.20 |
91 - 120 Days |
No |
564.34 |
<7 Days |
E-2 |
7546.64 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30934.73 |
91 - 120 Days |
Yes |
461.57 |
<7 Days |
G-1 |
30173.97 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26547.53 |
91 - 120 Days |
Yes |
2573.65 |
91-180 Days |
G-2 |
28452.59 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4339.83 |
91 - 120 Days |
Yes |
399.87 |
91-180 Days |
G-3 |
4052.65 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
21989.76 |
91 - 120 Days |
No |
924.28 |
7-30 Days |
IG-1 |
21653.15 |
Full |
No |
|
Capital Markets |