| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12547.80 |
91 - 120 Days |
Yes |
631.42 |
<7 Days |
CB-1-Q |
11899.82 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
42339.82 |
91 - 120 Days |
No |
1796.11 |
7-30 Days |
CB-2-Q |
46536.38 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12682.35 |
91 - 120 Days |
Yes |
1259.93 |
7-30 Days |
S-1-Q |
14777.48 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10777.37 |
91 - 120 Days |
No |
675.51 |
91-180 Days |
S-2-Q |
12378.64 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32867.61 |
91 - 120 Days |
Yes |
3230.95 |
31-90 Days |
S-3-Q |
38973.35 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32878.44 |
91 - 120 Days |
No |
2733.92 |
<7 Days |
S-4-Q |
38314.59 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2921.09 |
91 - 120 Days |
No |
15.72 |
31-90 Days |
CB-3-Q |
2424.21 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
7820.25 |
91 - 120 Days |
Yes |
344.05 |
91-180 Days |
G-1-Q |
8154.99 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16994.91 |
91 - 120 Days |
Yes |
205.70 |
<7 Days |
G-2-Q |
15743.78 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8945.52 |
91 - 120 Days |
Yes |
147.99 |
7-30 Days |
G-3-Q |
9540.21 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37941.22 |
91 - 120 Days |
No |
138.75 |
<7 Days |
S-5-Q |
45205.45 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
6196.98 |
91 - 120 Days |
Yes |
513.26 |
7-30 Days |
S-6-Q |
5203.67 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
40607.43 |
91 - 120 Days |
Yes |
4013.86 |
91-180 Days |
S-7-Q |
39771.62 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6057.13 |
91 - 120 Days |
No |
7.68 |
7-30 Days |
E-1-Q |
6582.06 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
26676.09 |
91 - 120 Days |
No |
1230.26 |
91-180 Days |
E-2-Q |
24396.19 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12137.13 |
91 - 120 Days |
Yes |
610.42 |
7-30 Days |
IG-1-Q |
12362.11 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
5118.47 |
91 - 120 Days |
No |
181.14 |
<7 Days |
IG-2-Q |
4734.35 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
5711.29 |
91 - 120 Days |
No |
320.15 |
7-30 Days |
C-1 |
4814.57 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17405.16 |
91 - 120 Days |
Yes |
1172.25 |
91-180 Days |
CB-4 |
19496.20 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22289.94 |
91 - 120 Days |
No |
459.94 |
31-90 Days |
E-10 |
19194.46 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22744.19 |
91 - 120 Days |
No |
2230.31 |
91-180 Days |
E-3 |
19272.65 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
2089.84 |
91 - 120 Days |
No |
124.04 |
31-90 Days |
E-4 |
2054.11 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23108.50 |
91 - 120 Days |
Yes |
872.78 |
31-90 Days |
E-5 |
20606.00 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
15939.39 |
91 - 120 Days |
No |
287.90 |
7-30 Days |
E-6 |
14024.99 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
39732.25 |
91 - 120 Days |
Yes |
2840.73 |
91-180 Days |
E-7 |
47167.24 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |