| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20478.01 |
61 - 67 Days |
Yes |
1592.77 |
<7 Days |
CB-3-Q |
23706.82 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36745.39 |
61 - 67 Days |
Yes |
3228.26 |
7-30 Days |
G-1-Q |
42426.39 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
41337.05 |
61 - 67 Days |
No |
1013.23 |
7-30 Days |
G-2-Q |
35546.11 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
41320.94 |
61 - 67 Days |
Yes |
3674.79 |
<7 Days |
G-3-Q |
37261.36 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4237.78 |
61 - 67 Days |
Yes |
406.83 |
31-90 Days |
S-5-Q |
4408.53 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20238.62 |
61 - 67 Days |
Yes |
476.93 |
31-90 Days |
S-6-Q |
21643.99 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14854.19 |
61 - 67 Days |
Yes |
1017.40 |
7-30 Days |
S-7-Q |
14435.08 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40488.36 |
61 - 67 Days |
Yes |
904.42 |
<7 Days |
E-1-Q |
48064.85 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16660.61 |
61 - 67 Days |
Yes |
1086.77 |
7-30 Days |
E-2-Q |
19008.16 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6553.77 |
61 - 67 Days |
Yes |
236.83 |
91-180 Days |
IG-1-Q |
7671.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
19974.63 |
61 - 67 Days |
No |
1180.53 |
31-90 Days |
IG-2-Q |
17891.75 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
18972.10 |
61 - 67 Days |
No |
1238.82 |
31-90 Days |
C-1 |
18309.20 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34984.79 |
61 - 67 Days |
Yes |
917.51 |
91-180 Days |
CB-4 |
34984.29 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32245.07 |
61 - 67 Days |
Yes |
2364.62 |
91-180 Days |
E-10 |
27440.75 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
1482.53 |
61 - 67 Days |
Yes |
12.97 |
<7 Days |
E-3 |
1684.94 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
29758.04 |
61 - 67 Days |
No |
1377.03 |
31-90 Days |
E-4 |
33375.39 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23856.50 |
61 - 67 Days |
Yes |
2288.01 |
31-90 Days |
E-5 |
21369.14 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
22387.87 |
61 - 67 Days |
No |
1812.80 |
31-90 Days |
E-6 |
20942.62 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27044.00 |
61 - 67 Days |
Yes |
1885.01 |
91-180 Days |
E-7 |
29205.76 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11855.23 |
61 - 67 Days |
No |
994.90 |
<7 Days |
E-8 |
13514.82 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
19592.03 |
61 - 67 Days |
No |
1380.73 |
91-180 Days |
E-9 |
16041.06 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20233.74 |
61 - 67 Days |
Yes |
1985.02 |
31-90 Days |
G-4 |
20633.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
34660.68 |
61 - 67 Days |
Yes |
1065.15 |
91-180 Days |
IG-3 |
37089.96 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21276.58 |
61 - 67 Days |
No |
1176.64 |
7-30 Days |
IG-4 |
22216.30 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
28914.82 |
61 - 67 Days |
No |
992.45 |
31-90 Days |
IG-5 |
32065.57 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |