| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
30143.25 |
Day 58 |
No |
2722.73 |
7-30 Days |
G-3 |
24437.82 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29450.20 |
Day 58 |
Yes |
2678.69 |
31-90 Days |
IG-1 |
34553.14 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
23027.24 |
Day 58 |
Yes |
2254.65 |
7-30 Days |
IG-2 |
24263.23 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26383.62 |
Day 58 |
Yes |
597.51 |
7-30 Days |
S-1 |
21345.90 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16519.80 |
Day 58 |
No |
687.61 |
91-180 Days |
S-2 |
15699.59 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33259.98 |
Day 58 |
No |
2437.60 |
31-90 Days |
S-3 |
35404.55 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17752.36 |
Day 58 |
No |
1681.97 |
91-180 Days |
S-4 |
18002.37 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36804.07 |
Day 58 |
No |
2696.29 |
91-180 Days |
S-5 |
36866.59 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3249.83 |
Day 58 |
Yes |
67.63 |
<7 Days |
S-6 |
3595.96 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35391.94 |
Day 58 |
No |
2144.64 |
<7 Days |
S-7 |
31057.99 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12010.56 |
Day 59 |
No |
122.60 |
31-90 Days |
A-0-Q |
13134.39 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36495.50 |
Day 59 |
No |
3171.29 |
7-30 Days |
A-1-Q |
36592.55 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12926.61 |
Day 59 |
Yes |
883.83 |
7-30 Days |
A-2-Q |
14592.44 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12254.75 |
Day 59 |
No |
809.56 |
7-30 Days |
A-3-Q |
10471.51 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
24536.65 |
Day 59 |
No |
1434.23 |
31-90 Days |
A-4-Q |
27348.28 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9793.67 |
Day 59 |
No |
808.20 |
<7 Days |
A-5-Q |
9576.64 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20075.99 |
Day 59 |
No |
69.94 |
7-30 Days |
CB-1-Q |
22682.63 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27644.89 |
Day 59 |
No |
519.57 |
<7 Days |
CB-2-Q |
30978.31 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31828.02 |
Day 59 |
Yes |
1909.80 |
7-30 Days |
S-1-Q |
30686.93 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
9107.39 |
Day 59 |
No |
887.58 |
<7 Days |
S-2-Q |
9847.49 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
21223.99 |
Day 59 |
Yes |
317.92 |
91-180 Days |
S-3-Q |
22386.56 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31869.08 |
Day 59 |
Yes |
640.37 |
7-30 Days |
S-4-Q |
32403.87 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
38894.80 |
Day 59 |
No |
1279.34 |
7-30 Days |
CB-3-Q |
34133.80 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
14053.99 |
Day 59 |
Yes |
225.47 |
<7 Days |
G-1-Q |
12723.78 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11784.59 |
Day 59 |
No |
725.91 |
<7 Days |
G-2-Q |
11728.51 |
Partial |
No |
|
Investment Banking |