| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32170.35 |
Day 18 |
No |
893.18 |
7-30 Days |
IG-1-Q |
28630.10 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21162.65 |
Day 18 |
Yes |
1284.06 |
91-180 Days |
IG-2-Q |
21463.34 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20876.29 |
Day 18 |
Yes |
608.01 |
91-180 Days |
C-1 |
24690.60 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25629.23 |
Day 18 |
No |
1197.32 |
91-180 Days |
CB-4 |
27819.66 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20664.23 |
Day 18 |
No |
1538.71 |
<7 Days |
E-10 |
23713.02 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35417.03 |
Day 18 |
Yes |
2701.09 |
31-90 Days |
E-3 |
32051.75 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24960.27 |
Day 18 |
Yes |
2136.68 |
<7 Days |
E-4 |
22163.36 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25421.33 |
Day 18 |
No |
1569.87 |
<7 Days |
E-5 |
28462.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5633.37 |
Day 18 |
Yes |
57.16 |
91-180 Days |
E-6 |
6116.16 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4913.58 |
Day 18 |
Yes |
1.23 |
91-180 Days |
E-7 |
3945.39 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21687.60 |
Day 18 |
No |
1159.06 |
31-90 Days |
E-8 |
24871.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3434.49 |
Day 18 |
Yes |
94.46 |
<7 Days |
E-9 |
3765.46 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40484.24 |
Day 18 |
No |
638.39 |
31-90 Days |
G-4 |
32691.46 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4248.56 |
Day 18 |
Yes |
323.37 |
<7 Days |
IG-3 |
3968.03 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21528.78 |
Day 18 |
No |
403.92 |
<7 Days |
IG-4 |
19148.65 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26408.40 |
Day 18 |
Yes |
2239.27 |
91-180 Days |
IG-5 |
27785.58 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35623.64 |
Day 18 |
No |
228.69 |
91-180 Days |
IG-6 |
38411.72 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26589.73 |
Day 18 |
Yes |
1428.67 |
31-90 Days |
IG-7 |
24511.40 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21932.56 |
Day 18 |
No |
1019.90 |
<7 Days |
IG-8 |
23169.09 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29766.79 |
Day 18 |
No |
753.05 |
91-180 Days |
L-1 |
26247.07 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12163.52 |
Day 18 |
No |
480.47 |
7-30 Days |
L-10 |
14199.67 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23210.81 |
Day 18 |
No |
184.83 |
7-30 Days |
L-11 |
21172.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33228.33 |
Day 18 |
Yes |
1160.09 |
91-180 Days |
L-2 |
32482.16 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19659.66 |
Day 18 |
No |
1864.59 |
91-180 Days |
L-3 |
19533.43 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34813.61 |
Day 18 |
Yes |
2675.89 |
91-180 Days |
L-4 |
31752.08 |
Full |
No |
|
Treasury |