| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5326.63 |
Day 17 |
No |
404.20 |
7-30 Days |
S-4 |
5301.67 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20752.48 |
Day 17 |
Yes |
1906.09 |
7-30 Days |
S-5 |
24449.17 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17656.36 |
Day 17 |
No |
1576.35 |
91-180 Days |
S-6 |
16896.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27996.49 |
Day 17 |
No |
2523.42 |
31-90 Days |
S-7 |
24359.81 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22374.84 |
Day 18 |
No |
1724.01 |
7-30 Days |
A-0-Q |
23951.83 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39598.53 |
Day 18 |
Yes |
887.88 |
7-30 Days |
A-1-Q |
37255.04 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38047.75 |
Day 18 |
No |
2174.48 |
31-90 Days |
A-2-Q |
32981.92 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28091.24 |
Day 18 |
No |
2115.85 |
7-30 Days |
A-3-Q |
26188.93 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13505.82 |
Day 18 |
Yes |
305.94 |
7-30 Days |
A-4-Q |
14472.47 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29804.29 |
Day 18 |
No |
1371.31 |
<7 Days |
A-5-Q |
24897.00 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3384.38 |
Day 18 |
Yes |
322.66 |
7-30 Days |
CB-1-Q |
2888.14 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18940.96 |
Day 18 |
Yes |
772.04 |
91-180 Days |
CB-2-Q |
19077.29 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21790.43 |
Day 18 |
No |
248.71 |
31-90 Days |
S-1-Q |
21794.61 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
450.82 |
Day 18 |
Yes |
29.75 |
<7 Days |
S-2-Q |
474.55 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13148.87 |
Day 18 |
Yes |
246.61 |
7-30 Days |
S-3-Q |
15142.85 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21045.57 |
Day 18 |
No |
664.52 |
<7 Days |
S-4-Q |
25028.78 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36522.37 |
Day 18 |
Yes |
1653.97 |
91-180 Days |
CB-3-Q |
38390.12 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25220.78 |
Day 18 |
Yes |
2076.03 |
7-30 Days |
G-1-Q |
27026.17 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6268.14 |
Day 18 |
No |
563.89 |
7-30 Days |
G-2-Q |
6364.37 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42625.75 |
Day 18 |
No |
2509.21 |
31-90 Days |
G-3-Q |
36128.83 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25198.80 |
Day 18 |
Yes |
936.78 |
31-90 Days |
S-5-Q |
24126.13 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14616.88 |
Day 18 |
No |
511.60 |
31-90 Days |
S-6-Q |
13247.58 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39781.31 |
Day 18 |
No |
2973.09 |
31-90 Days |
S-7-Q |
37378.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12986.21 |
Day 18 |
No |
530.61 |
<7 Days |
E-1-Q |
12251.19 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40688.77 |
Day 18 |
No |
3029.35 |
31-90 Days |
E-2-Q |
33180.99 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |