| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19935.22 |
Day 18 |
Yes |
204.93 |
7-30 Days |
L-5 |
19257.60 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19870.31 |
Day 18 |
Yes |
1623.87 |
31-90 Days |
L-6 |
23548.06 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42852.57 |
Day 18 |
No |
2063.39 |
<7 Days |
L-7 |
43084.38 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17605.83 |
Day 18 |
No |
1715.73 |
31-90 Days |
L-8 |
17543.34 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36961.24 |
Day 18 |
No |
2285.88 |
<7 Days |
L-9 |
42404.95 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30225.14 |
Day 18 |
Yes |
964.76 |
<7 Days |
LC-1 |
29035.54 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28674.51 |
Day 18 |
No |
1326.77 |
31-90 Days |
LC-2 |
23654.95 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30791.60 |
Day 18 |
No |
2987.01 |
91-180 Days |
N-1 |
29724.94 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39117.46 |
Day 18 |
Yes |
3247.63 |
7-30 Days |
N-2 |
41201.83 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32207.07 |
Day 18 |
Yes |
2664.57 |
31-90 Days |
N-3 |
31601.92 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4156.69 |
Day 18 |
No |
199.71 |
31-90 Days |
N-4 |
3680.20 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12328.41 |
Day 18 |
No |
570.93 |
91-180 Days |
N-5 |
14714.97 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5787.82 |
Day 18 |
Yes |
91.31 |
31-90 Days |
N-6 |
5155.44 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21795.31 |
Day 18 |
No |
666.27 |
<7 Days |
N-7 |
22106.41 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41350.86 |
Day 18 |
Yes |
3131.98 |
<7 Days |
P-1 |
48629.82 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42472.64 |
Day 18 |
No |
3612.49 |
7-30 Days |
P-2 |
38035.67 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15173.67 |
Day 18 |
Yes |
1181.98 |
7-30 Days |
S-8 |
12902.14 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36929.36 |
Day 18 |
Yes |
2694.74 |
91-180 Days |
Y-1 |
33201.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19678.41 |
Day 18 |
Yes |
1727.85 |
91-180 Days |
Y-2 |
23091.74 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3981.09 |
Day 18 |
Yes |
306.22 |
91-180 Days |
Y-3 |
3368.87 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22499.76 |
Day 18 |
Yes |
617.00 |
31-90 Days |
Y-4 |
25137.54 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42749.25 |
Day 18 |
No |
3370.09 |
<7 Days |
Z-1 |
44048.74 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10585.20 |
Day 18 |
No |
8.81 |
31-90 Days |
A-2 |
11447.50 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31876.59 |
Day 18 |
Yes |
734.28 |
31-90 Days |
A-3 |
26630.80 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28862.30 |
Day 18 |
No |
1683.16 |
31-90 Days |
A-4 |
30445.79 |
None |
No |
|
Investment Banking |