| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1985.59 |
Day 17 |
Yes |
105.93 |
<7 Days |
P-1 |
1815.86 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14864.72 |
Day 17 |
No |
1420.43 |
91-180 Days |
P-2 |
12196.11 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11760.98 |
Day 17 |
No |
639.57 |
91-180 Days |
S-8 |
10363.90 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42640.10 |
Day 17 |
Yes |
3697.47 |
31-90 Days |
Y-1 |
43932.71 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41190.92 |
Day 17 |
Yes |
362.26 |
91-180 Days |
Y-2 |
48117.42 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11483.13 |
Day 17 |
Yes |
350.32 |
91-180 Days |
Y-3 |
12118.03 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41313.09 |
Day 17 |
Yes |
236.66 |
91-180 Days |
Y-4 |
40627.23 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7253.31 |
Day 17 |
Yes |
648.68 |
<7 Days |
Z-1 |
8682.31 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42641.81 |
Day 17 |
No |
1855.06 |
91-180 Days |
A-2 |
40945.25 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1000.62 |
Day 17 |
Yes |
91.86 |
<7 Days |
A-3 |
830.50 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25952.45 |
Day 17 |
Yes |
1762.10 |
<7 Days |
A-4 |
28009.70 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25778.18 |
Day 17 |
Yes |
1281.08 |
7-30 Days |
A-5 |
30406.86 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10075.88 |
Day 17 |
Yes |
986.54 |
31-90 Days |
CB-1 |
9315.01 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34129.85 |
Day 17 |
No |
1654.70 |
<7 Days |
CB-2 |
31184.15 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9446.48 |
Day 17 |
Yes |
42.64 |
31-90 Days |
CB-3 |
9326.28 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9800.26 |
Day 17 |
Yes |
737.36 |
7-30 Days |
E-1 |
11513.92 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17937.53 |
Day 17 |
No |
862.72 |
31-90 Days |
E-2 |
20037.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5681.53 |
Day 17 |
Yes |
487.07 |
7-30 Days |
G-1 |
5383.08 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10187.47 |
Day 17 |
No |
505.47 |
7-30 Days |
G-2 |
10083.28 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23375.30 |
Day 17 |
Yes |
438.35 |
7-30 Days |
G-3 |
19427.49 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30157.02 |
Day 17 |
Yes |
251.44 |
7-30 Days |
IG-1 |
26455.59 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20072.94 |
Day 17 |
Yes |
1364.75 |
91-180 Days |
IG-2 |
20912.24 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27834.10 |
Day 17 |
No |
1522.16 |
<7 Days |
S-1 |
32942.39 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41253.83 |
Day 17 |
Yes |
1765.83 |
<7 Days |
S-2 |
49380.77 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39476.39 |
Day 17 |
No |
779.44 |
7-30 Days |
S-3 |
36400.37 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |